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  • Abolition Of Approved Persons Register - “…Runs Against Grain Of Making Banks Transparent” Says CISI

    Date 06/11/2014

    The Chartered Institute for Securities & Investment (CISI) welcomes proposals by the FCA to strengthen accountability in the banking sector, as detailed in the paper CP14/13: Strengthening Accountability in Banking: A new regulatory framework for individuals.  The proposals require individuals in key positions in their firms to take greater personal responsibility and accountability for decisions which may impact their firm, and that those decisions will be in the public interest. 

  • FSB Announces Update Of List Of Global Systemically Important Insurers (G-SIIs)

    Date 06/11/2014

    1. In November 2011 the Financial Stability Board published an integrated set of policy measures to address the systemic and moral hazard risks associated with systemically important financial institutions (SIFIs). In July 2013, the FSB, in consultation with the International Association of Insurance Supervisors (IAIS) and national authorities, identified an initial list of nine global systemically important insurers (G-SIIs), using an assessment methodology developed by the IAIS, and the policy measures that apply to them.

  • TMX Group Equity Financing Statistics - October 2014

    Date 06/11/2014

    TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for October 2014.

  • FSB Announces Update Of Group Of Global Systemically Important Banks (G-SIBs)

    Date 06/11/2014

    1. In November 2011 the Financial Stability Board published an integrated set of policy measures to address the systemic and moral hazard risks associated with systemically important financial institutions (SIFIs). In that publication, the FSB identified as global SIFIs (G-SIFIs) an initial group of global systemically important banks (G-SIBs), using a methodology developed by the Basel Committee on Banking Supervision (BCBS). 

  • SEC Charges Allen Park, Mich. And Two Former City Leaders in Fraudulent Muni Bond Offering For Movie Studio Project

    Date 06/11/2014

    The Securities and Exchange Commission today announced fraud charges against the City of Allen Park, Mich., and two former city leaders in connection with a municipal bond offering to support a movie studio project within the city.