FTSE Mondo Visione Exchanges Index:
News Centre
-
FINRA Sanctions Monex Securities Inc. $1.3 Million For Failing To Register And Supervise Foreign Personnel - Firm's President Fined And Suspended
Date 30/12/2014
The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Monex Securities Inc. to pay $1,100,000 in disgorgement of commissions, plus interest, obtained by unregistered foreign individuals who sold securities on the firm's behalf. FINRA also fined Monex $175,000 for failing to register the foreign representatives and for related supervisory deficiencies over a period of two and a half years. Additionally, Monex's President and Chief Compliance Officer, Jorge Martin Ramos Landero (Ramos), was suspended from acting in a principal capacity for 45 days and fined $15,000.
-
SEC Announces Program To Facilitate Analysis Of Corporate Financial Data
Date 30/12/2014
The Securities and Exchange Commission today announced the launch of a pilot program to facilitate investor analysis and comparisons of public company financial statement data.
-
Oslo Børs Marketplaces Defy The Biggest Drop In The Price Of Oil In Recent Times
Date 30/12/2014
The Oslo Børs Benchmark Index gained 5% in 2014, and defied the biggest drop in the price of oil in recent times. Strong growth in the share prices of companies in ‘mainland’ sectors drove the gain in the Benchmark Index, while large movements in share prices led to record trading levels. At the same time, companies have raised more money than even before on the Oslo Børs marketplaces.
-
KRX Market Schedule And Trading Hours On January 2, 2015
Date 30/12/2014
The market wil be closed on December 31, 2014 and trading hours on January 2, 2015 wil be changed temporarily.
-
Arif Amiri Appointed Deputy CEO Of The DIFC Authority
Date 30/12/2014
Arif Amiri has been appointed Deputy CEO of the Dubai International Financial Centre (DIFC) Authority. In this role, he will oversee efforts to further solidify DIFC's position as one of the most significant and advanced financial centres in the region, and across the globe.
-
Shenzhen Stock Exchange Market Bulletin 29 December, 2014, New Year Special Issue
Date 30/12/2014
Last week, the Shenzhen Component Index stood at 10802.6 points after adding 1.7%. The SME Index closed at 5565.6 points after losing 1.8%. The ChiNext Index was down 3.8% to 1536.1 points. Total turnover for stocks and funds on SZSE was US$192.6 billion, or a 21.3% decrease from the week before.
-
Direct Edge Trading Notice #14-65: BATS/Direct Edge Updated Contact Information Effective January 12, 2015
Date 30/12/2014
Effective Monday, January 12, 2015, upon completion of the Direct Edge integration to BATS technology, the following contact information will be updated.
-
The Second Risk Management Committee Of Shenzhen Stock Exchange Board Of Directors Founded
Date 30/12/2014
On December 29 2014, the annual meeting and re-election of Risk Management Committee under the Board of Directors of Shenzhen Stock Exchange (SZSE) was held. At the meeting, the2014-2015 SZSE Work Report on Risk Management was approved, understanding and thinking about risks under new situations was interchanged, prominent market risks and corresponding prevention measures were discussed, and opinions and suggestions on strengthening risk management were put forward.
-
Japan Exchange Group Trading Overview In Year 2014 & December 2014
Date 30/12/2014
Japan Exchange Group released Trading Overview in 2014 & December 2013.
-
Direct Edge Trading Notice #14-64: BATS/Direct Edge Integration Update Conference Call On January 7, 2015
Date 30/12/2014
On Wednesday, January 7, 2015 at 11 a.m. ET, BATS Global Markets will hold a final conference call to update customers on the implementation progress and schedule for integrating the Direct Edge exchanges to BATS Technology that will complete on Monday, January 12, 2015. During the call, we will provide updates related to BATS/Direct Edge data center moves and latency equalization, the integration timeline, certification requirements, testing opportunities, feature release progress and other information of interest.
- First
- Previous
- 10821
- 10822
- 10823
- 10824
- 10825
- 10826
- 10827
- 10828
- 10829
- 10830
- 10831
- 10832
- 10833
- 10834
- 10835
- 10836
- 10837
- Next
- Last