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FEAS Frontier Newsletter - August 2015, Issue 2
Date 13/08/2015
Click here to download the FEAS Frontier Newsletter with a focus on Palestine Capital Markets.
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KRX: Sharp Increase Of Mini Gold Futures Trading
Date 13/08/2015
KRX gold spot market and mini gold futures market recorded the highest trading value and KRX analyzed that recent low gold price is the main factor of this market boom. -
SGX Welcomes CMC Infocomm Limited To Catalist
Date 13/08/2015
Singapore Exchange (SGX) today welcomed CMC Infocomm Limited (CMC Infocomm) to Catalist under the stock code “42F”.
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Office Of The Comptroller Of The Currency Assesses $10 Million Penalty Against Citizens Bank - Orders Reimbursement To Customers For Unfair And Deceptive Practices
Date 13/08/2015
The Office of the Comptroller of the Currency (OCC) today assessed a $10 million penalty against Citizens Bank, National Association (formerly known as RBS Citizens, National Association), Providence, Rhode Island, and ordered the bank to identify and reimburse harmed customers.
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SEC Charges Former Software Executive With FCPA Violations
Date 13/08/2015
The Securities and Exchange Commission today announced that a former executive at a worldwide software manufacturer has agreed to settle charges that he violated the Foreign Corrupt Practices Act (FCPA) by bribing Panamanian government officials through an intermediary to procure software license sales.
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MIAX Options - Enhanced Risk Protections For MIAX Market Makers Aggregate Risk Manager (“ARM”) - Available September 1, 2015
Date 12/08/2015
MIAX has filed to amend Rule 612, Aggregate Risk Manager (“ARM2”) to provide Enhanced ARM Protections for Exchange Market Makers. Under the new rule, Market Makers may determine to engage either or both of the following Enhanced ARM Protections in the System: the Class Protection feature and the Market Maker Firm Protection feature.
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Latest Issue Of FIA SEF Tracker Now Available
Date 12/08/2015
The latest issue of the FIA SEF Tracker has just been posted on the FIA website.
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CFTC Swaps Report Update
Date 12/08/2015
CFTC's Weekly Swaps Report has been updated, and is now available.
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MIAX Options - Enhanced Risk Protections For MIAX Market Makers Optional Reset On Quote - Available September 1, 2015
Date 12/08/2015
MIAX has filed to amend Rule 612, Aggregate Risk Manager (“ARM”) to make optional the Reset on Quote functionality included in the MIAX ARM.
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FINRA Fines StockCross Financial Services, Inc. $800,000 For Regulation SHO Violations
Date 12/08/2015
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined StockCross Financial Services, Inc. $800,000 for Regulation SHO violations and for related supervisory violations that spanned more than three years. As part of the sanctions, StockCross is ordered to provide a report to FINRA regarding the effectiveness of its Reg SHO supervisory system within six months.
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