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  • BNY Mellon Enters Into Settlement Agreement With The U.K. Financial Conduct Authority

    Date 15/04/2015

    BNY Mellon (NYSE: BK) today issued the following statement regarding the findings of a U.K. Financial Conduct Authority ("FCA") investigation into compliance with relevant FCA Principles and U.K. Client Asset Sourcebook ("CASS") rules during the period from November 2007 to August 2013:

  • HKFE Announces Revised Margins For Futures Contracts

    Date 15/04/2015

    Hong Kong Futures Exchange Limited (HKFE), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), has announced that with effect from the commencement of trading on Thursday, 16 April 2015, the minimum margins to be collected by an Exchange Participant from its clients in respect of their dealings in the following futures contracts will be as outlined in the table below. The adjustments are based on the clearing company’s normal procedures and standard margining methodology.

  • UK’s Financial Conduct Authority Fines The Bank Of New York Mellon London Branch And The Bank Of New York Mellon International Limited £126 Million For Failure To Comply With The Custody Rules

    Date 15/04/2015

    The Financial Conduct Authority (FCA) has today fined The Bank of New York Mellon London Branch (BNYMLB) and The Bank of New York Mellon International Limited (BNYMIL) (together ‘the Firms’) £126 million for failing to comply with the FCA Client Assets Sourcebook (Custody Rules, or CASS), which applies to safe custody assets and to client money. The Custody Rules are there to protect safe custody assets if a firm becomes insolvent and to ensure those assets can be returned to clients as quickly and easily as possible. Each regulated firm is required to ensure they have adequate systems, controls and records to facilitate this.

  • HKFE Announces Revised Margins For China Merchants Bank Futures

    Date 15/04/2015

    Hong Kong Futures Exchange Limited (HKFE), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), has announced that with effect from the commencement of trading on Friday, 17 April 2015, the minimum margins to be collected by an Exchange Participant from its clients in respect of their dealings in the following futures contract will be as outlined in the table below. The adjustments are based on the clearing company’s normal procedures and standard margining methodology.

  • Xetra/Börse Frankfurt: SPDR Multi-Asset ETF Launched On Xetra - ETF Provides Access To Global Infrastructure Sector

    Date 15/04/2015

    A new exchange-listed multi-asset index fund issued by SPDR (State Street Global Advisors) has been tradable in Deutsche Börse's XTF segment since Wednesday.