News Centre

Hong Kong's Securities And Futures Commission Bans Ko Shu Chuan For Six Years

Date 15/10/2015

The Securities and Futures Commission (SFC) has banned Ms Ko Shu Chuan from re-entering the industry for six years from 15 October 2015 to 14 October 2021.

Borsa İstanbul Markets Monthly Bulletin – September 2015

Date 15/10/2015

Click here to download Borsa İstanbul Markets Monthly Bulletin, September 2015 issue.

Clearstream’s September 2015 Figures

Date 15/10/2015

ESMA acancy Notice - Seconded National Expert - Secondary Markets Profile

Date 15/10/2015

Deadline: 11 November 2015

Please refer to our vacancy page for the details on this position (REF.: ESMA/2015/VAC13/SNE) and how to apply.

UK Prudential Regulation Authority: The Implementation Of Ring-Fencing: Prudential Requirements, Intragroup Arrangements And Use Of Financial Market Infrastructures – CP37/15

Date 15/10/2015

​​The PRA has issued the following consultation papers:

The implementation of ring-fencing: prudential requirements, intragroup arrangements and use of financial market infrastructures – CP37/15 

Ensuring operational continuity in resolution – CP38/15

UK Chancellor Announces Bank Of England And Financial Services Bill - Government Publishes A Bank Of England And Financial Services Bill

Date 15/10/2015

The bill has been introduced into the House of Lords and will ensure the Bank of England is well equipped to fulfil its vital role of overseeing monetary policy and financial stability, a key part in the government’s long term plan to build a resilient economy.

Statement From The UK Financial Conduct Authority Following The Announcement By HM Treasury Of Changes To The Senior Managers’ Regime

Date 15/10/2015

Today, HM Treasury announced that it planned to make changes to the Senior Managers’ and Certification Regime, which was introduced by the Financial Services (Banking Reform) Act 2013.

Thai Bourse Market Report For September And Q3/2015

Date 15/10/2015

• Average daily securities trading value dropped 24.35 pct q-o-q to THB 41.15 billion
• Derivatives average daily trading rose 25.3 pct q-o-q to 213,999 contracts per day
• Foreign investors sold a net THB 91.62 billion in Q3

ESMA Vacancy Notice - Market Data Expert - FGIV (Deadline 28 October 2015)

Date 15/10/2015

Deadline: 28 October 2015

Please refer to our vacancy page for the details on this position (REF.: ESMA/2015/VAC23/FGIV) and how to apply.

European Commission: Keynote Speech By Commissioner Jonathan Hill, Financial Services, Financial Stability And Capital Markets Union, At The 2015 Award For The Robin Cosgrove Prize For Ethics

Date 15/10/2015

I am delighted to be here to celebrate the 2015 Award for the Robin Cosgrove Prize for Ethics.

It is a particular pleasure to be able to congratulate this year's winner Ross Murdoch for an excellent and thoughtful essay. And yes, as this is an event to promote ethics, I feel I should make clear I did actually read it. I didn't outsource it. Or give it to a compliance officer to read. I read it myself, which seems to me in the spirit of Ross's core argument that we have an individual responsibility to think about values and to question the environment in which we operate.