News Centre

SEC Announces Enforcement Results For FY 2015 - Results Include Significant Number Of High-Impact And First-Of-Their-Kind Actions

Date 22/10/2015

The Securities and Exchange Commission today announced that in fiscal year 2015, it continued to build a strong record of first-of-their-kind cases that spanned the spectrum of the securities industry.

CCP12 - The Global Association of Central Counterparties - Decides To Register In Shanghai

Date 22/10/2015

The members of CCP12 – The Global Association of Central Counterparties – decided at its Special General Meeting (SGM) on October 16, 2015 to register the Association as a non-profit organization in China (Shanghai) Pilot Free Trade Zone. The global association of the world’s major clearing houses met in Singapore on the sidelines of the SIBOS conference.

DMS Offshore Investment Services: DMS Recruits Michael Garvey As Managing Director

Date 22/10/2015

DMS Offshore Investment Services Ltd. (DMS), the world's largest fund governance firm, is adding to its onshore fund governance capabilities with the recruitment of Michael Garvey, a former Managing Director of J.P. Morgan Alternative Asset Management (JPMAAM).

STOXX Introduces New Index Family That Captures Implied Volatility Of VSTOXX Indices

Date 22/10/2015

STOXX Limited, a leading provider of innovative, tradable and global index concepts, today announced the launch of the V-VSTOXX indices, which measure the implied volatility of the corresponding VSTOXX indices.

NASDAQ Private Market Acquires Secondmarket - Transaction Bolsters NASDAQ Private Market’s Products For Secondary Liquidity And Equity Management Solutions To Private Companies

Date 22/10/2015

Nasdaq (Nasdaq:NDAQ) announces that its subsidiary, The NASDAQ Private Market, LLC,  has acquired SecondMarket® Solutions, Inc., a recognized innovator in facilitating liquidity for private company securities.  SecondMarket will be integrated into NASDAQ Private Market, serving customers worldwide with bicoastal headquarters in New York and San Francisco. Bill Siegel, CEO of SecondMarket, will lead the business. The combination establishes a leading provider for innovative and efficient solutions to deliver secondary liquidity and equity management services.

Financial News Awards For Excellence In Trading & Technology: Cinnober’s Real-Time Clearing Technology Awarded Post-Trade Initiative Of The Year

Date 22/10/2015

Last night turned out to be an unforgettable event for Cinnober at the annual Financial News Trading & Technology Awards. The Swedish tech supplier was awarded the prestigious “Post-Trade Initiative of the year” for its TRADExpress RealTime Clearing technology.

S&P Dow Jones Risk & Volatility Index Dashboard - October 2015

Date 22/10/2015

Keynote Remarks Of CFTC Chairman Timothy Massad Before The Risk USA Conference

Date 22/10/2015

Thank you, Duncan for that kind introduction. And thank you for inviting me to speak here today.

Abu Dhabi Securities Exchange Participate In GITEX - 2015

Date 22/10/2015

Abu Dhabi Securities Exchange unveiled an integrated package that contains the latest innovative solutions, platforms and smart services applications for the business community during its participation in the Thirty Fifth Edition of Gitex 2015 which is being held under the slogan “The Internet Future of Everything” at Dubai World Trade Center as part of Abu Dhabi E-government Pavilion in the period from 18th to 22nd of October. A special platform has been designed for the participation in this year’s edition of Gitex. A large number of governmental bodies and private sector companies operating in the technology field are taking part in this event.

EEX Presents Excellence Award At Brussels Reception – Marie Donnelly And Peder Andreasen Attend As Guest Speakers

Date 22/10/2015

At its annual reception in Brussels, the European Energy Exchange (EEX) presented the "EEX Excellence Award" for the fourth consecutive year on 21 October 2015. At the reception, which took place at the Brussels Centre of Fine Arts, Bozar, EEX welcomed Marie Donnelly, Director Renewables, Research and Innovation, Energy Efficiency at DG ENER, European Commission and Peder Andreasen, President, ENTSO-E, as guest speakers.