News Centre

Japan's Financial Services Agency: The Seventh Meeting Of The Working Group On Payments And Transaction Banking Of The Financial System Counci

Date 16/12/2015

The Working Group on Payments and Transaction Banking of the Financial System Council will hold its seventh meeting on December 17, 2015 as follows.

The meeting is open to the public. Please note that the seats for the public are limited. We appreciate your understanding.

US Justice Department Announces Three Banks Reach Resolutions Under Swiss Bank Program

Date 16/12/2015

The Department of Justice announced today that Crédit Agricole (Suisse) SA (CAS), Dreyfus Sons & Co Ltd, Banquiers (Dreyfus), and Baumann & Cie, Banquiers (Baumann), reached resolutions under the department’s Swiss Bank Program.  These banks collectively will pay penalties of more than $130 million.

Office Of Financial Research Unveils Financial Stability Report: Risks Have Edged Higher Over The Past Year

Date 15/12/2015

The Office of Financial Research (OFR) unveiled its first annual Financial Stability Report today, saying threats to the stability of the U.S. financial system have edged higher over the past year.

SEC Announces Fraud Charges Against Investment Adviser

Date 15/12/2015

The Securities and Exchange Commission today announced fraud charges against a Stamford, Conn.-based investment advisory firm accused of investing clients in certain bonds with a hidden financial benefit to a broker-dealer connected to the firm.

CBOE Holdings Announces Date Of Fourth-Quarter 2015 Earnings Release And Conference Call

Date 15/12/2015

CBOE Holdings, Inc. (NASDAQ: CBOE) will announce its financial results for the fourth quarter of 2015 before the market opens on Wednesday, February 3, 2016.  A conference call with remarks by CBOE Holdings, Inc. senior management will begin at 7:30 a.m. Central Time (CT). 

SEC Files Charges in Multi-Million Dollar Market Manipulation

Date 15/12/2015

The Securities and Exchange Commission today charged a New Jersey man and his company with illicitly pocketing $13 million from an elaborate pump-and-dump scheme.

GDP Outlook Strengthens - Monetary Policy Still A Key Factor: SIFMA Roundtable Of Economists Unveil End-Year 2015 Economic Outlook

Date 15/12/2015

SIFMA's Economic Advisory Roundtable unveiled today its outlook for 2015 and 2016, forecasting that the U.S. economy will grow at a solid 2.5 percent rate both this year and next. 

Miliboo Lists On Alternext - €5.1 Million Raise - Market Capitalisation €20.3 Million

Date 15/12/2015

EnterNext, the Euronext subsidiary dedicated to promoting and growing the market for small and medium-sized companies (SMEs), today announced the listing of online furniture retailer Miliboo on Alternext in Paris.

The MiG Report November 2015

Date 15/12/2015

Please click here for the November 2015 MiG Report. 

Despite Introduction Of MiFID II’s Dark Trading Double Volume Cap, Ability To Trade In The Dark Remains, According To TABB Research

Date 15/12/2015

According to new TABB Group research, the imposition of MiFID II’s Dark Trading Double Volume Cap (DVC) is intended to increase transparency in European equity markets by reducing dark activity, but there are important exceptions to the DVC.