Hong Kong Securities And Futures Commission Issues Restriction Notices To Two Brokers To Freeze Accounts Of Client Involved In Suspected Corporate Misconduct

Date 25/04/2024

The Securities and Futures Commission (SFC) has issued restriction notices to Futu Securities International (Hong Kong) Limited (Futu) and Interactive Brokers Hong Kong Limited (Interactive), prohibiting them from dealing with or processing assets held in their client accounts which are owned by a former member of the board of directors of a corporation listed on the Main Board of the Stock Exchange of Hong Kong Limited at the material time.

Zhengzhou Commodity Exchange: Notice On Adjustments To Margins And Price Limits Of ZCE Products During 2024 Labor Day Holidays

Date 25/04/2024

According to Article 8 of the Measures for the Administration of Risk Control of Zhengzhou Commodity Exchange, Zhengzhou Commodity Exchange (ZCE) hereby adjusts margins and price limits of some futures as follows:

Japan Financial Services Agency: Overview Of Revision Proposals For The Financial Instruments And Exchange Act And Act On Investment Trusts And Investment Corporation

Date 25/04/2024

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Hong Kong Securities And Futures Commission And HKEX Collaborate In Enforcement Action Against Main Board-Listed Company Over Dubious Investment And Financial Arrangements

Date 25/04/2024

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange) have joined hands in an enforcement action to secure a disciplinary outcome by the Exchange against China Ecotourism Group Limited (China Ecotourism) and its seven current and former directors.

Circular Of Shanghai International Energy Exchange On Adjusting The Trading Limit Of EC2504 Futures Contract

Date 25/04/2024

Shanghai International Energy Exchange has released its Circular on Adjusting the Trading Limit of EC2504 Futures Contract as follows:

Japan Financial Services Agency: Initiatives By The Financial Industry To Enhance Their Asset Management Businesses

Date 25/04/2024

The Government of Japan has published "Policy Plan for Promoting Japan as a Leading Asset Management Center" on December 13, 2023.

Hong Kong Securities And Futures Commission: Case Consolidation For First Ramp-And-Dump Criminal Prosecution At District Court

Date 25/04/2024

The District Court today granted an application by the Department of Justice to consolidate an existing ramp-and-dump case involving a highly sophisticated syndicate with another case transferred from the Eastern Magistrates’ Courts.

Circular Of Shanghai International Energy Exchange On The Trading Margin Rate And Price Limit Of EC2504 Futures Contract

Date 25/04/2024

Shanghai International Energy Exchange has released its Circular on the Trading Margin Rate and Price Limit of EC2504 Futures Contract as follows:

Shanghai International Energy Exchange Has Released Its Circular On The Adjustment Of Transaction Fee For Containerized Freight Index (Europe Service) Futures Contract EC2504

Date 25/04/2024

Shanghai International Energy Exchange has released its Circular on the Adjustment of Transaction Fee for Containerized Freight Index (Europe Service) Futures Contract EC2504 as follows:

Hong Kong Securities And Futures Commission: Court Convicts Two Former Licensees Of False Trading

Date 25/04/2024

The Eastern Magistrates’ Courts today convicted two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan of false trading in the shares of Forebase International Holdings Limited (Forebase) following a prosecution by the Securities and Futures Commission (SFC).