News Centre

Appointments To Hong Kong's Securities And Futures Commission Committees

Date 31/03/2016

The Securities and Futures Commission (SFC) is pleased to announce new appointments and reappointments to the following committees with effect from 1 April 2016:

• Academic and Accreditation Advisory Committee
• Disciplinary Chair Committee
• Investor Compensation Fund Committee
• Nominations Committee
• Products Advisory Committee
• Public Shareholders Group
• Securities Compensation Fund Committee
• SFC Dual Filing Advisory Group
• SFC (HKEC Listing) Committee
• Takeovers and Mergers Panel
• Takeovers Appeal Committee

Remarks By U.S. Treasury Deputy Secretary Sarah Bloom Raskin At The Cybersecurity Docket’s Incident Response Forum 2016

Date 31/03/2016

Good morning. Thank you for inviting me to be the first speaker at the inaugural Incident Response Forum of the Cybersecurity Docket. I want to take a moment to underscore the importance of what you are launching here today, and that is to sponsor an event that focuses exclusively on response and recovery in the event of a cyberattack.

SIX Swiss Exchange Welcomes A New Company

Date 31/03/2016

With the successful listing of WISeKey International Holding AG (WIHN) the first company joins the Swiss stock exchange in 2016.

HKEX; Report On Initial Public Offering Applications, Delisting And Suspensions - As At 31 March 2016

Date 31/03/2016

Report on Initial Public Offering Applications, Delisting and Suspensions (As at 31 March 2016)

TIM Ideas Solves Brokers’ Challenge To Meet New Capture And Disclosure Requirements For Sales People And Sales Traders Under MAR - TIM Group Announces Solution For Meeting Disclosure Requirements Under New Market Abuse Regulations

Date 31/03/2016

TIM Group, operator of the market-leading global trade ideas network and alpha capture platform, has today announced that its TIM Ideas service is a compliant solution for sell-side firms needing to meet capture and disclosure requirements under new Market Abuse Regulations (MAR) due to be implemented on 3 July 2016.

City View: An Abolition Too Far: Lack Of A UK Central Register To Check Who Is An Authorised Adviser Is Causing Consumers Concern

Date 31/03/2016

On 7 March 2016, a major part of the repercussions arising from the LIBOR scandal of 2012 arrived in the form of the new Senior Managers and Certification Regime (SMCR). This replaced the now discredited Approved Persons Regime by ensuring that never again would it be possible for individuals to adopt the ‘it wasn’t me, it was him’ defence which ensured that everyone was to blame, but no-one was accountable.

The Year Ahead: UK Payment Systems Regulator Publishes Annual Plan

Date 31/03/2016

Following its first 12 months in operation, the Payment Systems Regulator (PSR) has today published its Annual Plan which outlines the regulator’s key work and objectives for the year ahead.

Euronext Appoints Maria João Borges Carioca Rodrigues As CEO Of Euronext Lisbon - Maria João Carioca Rodrigues Will Join Euronext During The Second Quarter Of 2016

Date 31/03/2016

Euronext announces that the Supervisory Board has approved unanimously the appointment of Maria João Borges Carioca Rodrigues as CEO of Euronext Lisbon, CEO of Interbolsa and member of the Managing Board of Euronext N.V., pending all relevant shareholder and regulatory approvals.

2016 Blockchain Symposium: Opening Remarks By Michael Bodson, DTCC President And CEO

Date 31/03/2016

On March 29, 2016, DTCC President and CEO Michael Bodson spoke at the opening of the 2016 DTCC Blockchain Symposium held in New York City.

Oracle And Lombard Risk Announce A Global Regulatory Reporting Solution

Date 31/03/2016

Lombard Risk Management and Oracle Financial Services have collaborated to deliver a global regulatory reporting solution.