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CFTC Commitments Of Traders Reports Update
Date 08/04/2016
The current reports for the week of April 5, 2016 are now available.
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CFTC’s Division Of Market Oversight Issues Further Actions Concerning Implementation Of The Ownership And Control (OCR) Final Rule
Date 08/04/2016
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today issued a no-action letter (CFTC Letter No. 16-32) and related guidance regarding the ownership and control final rule (OCR Final Rule). The OCR Final Rule requires the electronic submission of trader identification and market participant data on new and updated reporting forms.
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TOM MTF Statistics Week 14, 2016
Date 08/04/2016
Click here to download the weekly statistics update of TOM MTF for week 14, 2016.
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ESMA Publishes Responses To The Discussion Paper Benchmarks Regulation
Date 08/04/2016
The European Securities and Markets Authority (ESMA) has published the responses received to the Discussion Paper Benchmarks Regulation.
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S&P Dow Jones Indices And Tokyo Stock Exchange: Calculation And Publication Of S&P/TOPIX 150 Environment Indices
Date 08/04/2016
S&P Dow Jones Indices and Tokyo Stock Exchange today announced the launch of the S&P/TOPIX150 Environment Indices.
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Consumer Credit Regulation: The Journey So Far: Speech By Tracey McDermott, Acting Chief Executive, FCA, Delivered At The Credit Summit 2016 On 7 April 2016
Date 08/04/2016
It is now two years since regulation of consumer credit transferred to the FCA. We saw another key milestone at the end of the last month as the deadline passed for firms which had interim permission to apply for full authorisation. So it is now an opportune time to reflect on the changes we have seen in the past two years.
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Better Finance: Dutch-Based Collective Redress To Help Abused Volkswagen Investors
Date 08/04/2016
Better Finance, the European Federation of Investors and Financial Services Users, has committed to support the Stichting (Foundation) Volkswagen Investors Claim in pursuing recovery for investors who suffered investment losses resulting from the Volkswagen (VW) emissions scandal.
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Malawi Stock Exchange First Quarter Market Performance Report 2016
Date 08/04/2016
Click here to download Malawi Stock Exchange's first quarter market performance report 2016.
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Remarks By U.S. Treasury Secretary Jacob J. Lew At The U.S. Export Import Bank Annual Conference
Date 08/04/2016
Thank you for that introduction. It is a pleasure to be here, and I would like to thank Fred Hochberg and his staff for hosting this event. This gathering is a testament to the broad support for Ex-Im, which was apparent in the final vote tallies for Ex-Im’s reauthorization. Given the critical role that Ex-Im plays in supporting U.S. exports, getting the Bank fully back in business has been a priority for this Administration. And it should be a priority for the Senate, as well, which is why I urge the Senate to approve a new member to Ex-Im’s Board of Directors as soon as possible
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UK’s Prudential Regulation Authority Imposes £1,384,950 Fine On QIB (UK) Plc For Significant Failings In Capital Adequacy And Regulatory Reporting During 2011 And 2012
Date 08/04/2016
The Prudential Regulation Authority (PRA) has today imposed a fine of £1,384,950 on QIB (UK) Plc (QIB), for significant failings in assessing, maintaining and reporting to the regulator on its financial resources.
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