News Centre

Letter From Bank Of England Governor Mark Carney To Bernard Jenkin

Date 16/06/2016

​Letter from Bank of England Governor Mark Carney to Bernard Jenkin MP, Chair of the Public Administration and Constitutional Affairs Select Committee.

Tokyo Stock Exchange Imposes Disciplinary Action Against Credit Suisse Securities (Japan) Limited

Date 16/06/2016

Tokyo Stock Exchange, Inc. (hereinafter "TSE") has taken disciplinary action (imposition of a JPY 60 million fine) against Credit Suisse Securities (Japan) Limited (hereinafter "the Company") pursuant to the provisions of Rule 34, Paragraph 1 of the Trading Participant Regulations.

Clearstream’s Monthly Report

Date 16/06/2016

• Comprehensive offering for investments in China
• Clearstream’s Chairman, Jeffrey Tessler, sets continued focus on Asia

Dion Launches A Comprehensive MiFID II Solution For Wealth Managers - Supporting Our Customers In Early Adopter Advantage

Date 16/06/2016

Dion Global Solutions (BSE: 526927) today announced the launch of its MiFID II solution that enables customers to comply with the regulatory requirements, and build a new business operating model to gain competitive advantage in the industry.

Japan's Securities And Exchange Surveillance Commission: Recommendation For Administrative Monetary Penalty Payment Order For Insider Trading Of Shares Of GameOn Co., Ltd. By Employee Of Tender Offeror Residing Abroad

Date 16/06/2016

1. Contents of the Recommendation

The Securities and Exchange Surveillance Commission, today, made a recommendation to the Prime Minister and the Commissioner of the Financial Services Agency that an administrative monetary penalty payment order be issued in regard to insider trading of the shares of GameOn Co., Ltd. (“GameOn”) by an individual investor residing abroad, who is an employee of a tender offeror, pursuant to Article 20(1) of the Act for Establishment of the Financial Services Agency. This recommendation is based on the findings of the investigation into the insider trading, whereby the following violations of laws and ordinances were identified.

Maria T. Vullo Confirmed By Senate As New York Superintendent Of Financial Services

Date 16/06/2016

The New York State Senate today confirmed Governor Andrew M. Cuomo’s nomination of Maria T. Vullo as Superintendent of the New York State Department of Financial Services (DFS). As Superintendent, Ms. Vullo is responsible for regulating more than 1,500 insurance companies and nearly 1,600 banking and other financial institutions. Ms. Vullo has served as Acting Superintendent since February when she was nominated by Governor Cuomo to lead DFS.

The MiG Report - TSX - TSX Venture Exchange

Date 15/06/2016

Please click here for the May 2016 MiG Report.  

Treasury International Capital Data For April

Date 15/06/2016

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for April 2016.  The next release, which will report on data for May 2016, is scheduled for July 18, 2016.

CFTC Swaps Report Update

Date 15/06/2016

The CFTC Swaps Report provides a detailed weekly snapshot of the gross notional outstanding as of the penultimate Friday prior to the CFTC Swaps Report’s Wednesday publication date, as well as a detailed weekly total of the transaction volume (on both a ticket volume and dollar volume basis) ending that same penultimate Friday, in two asset classes (interest rate swaps, credit default swaps).

European Commission Welcomes EU Council’s Backing For A New Regulatory Framework Of Money Market Funds

Date 15/06/2016

The European Commission welcomes the agreement on the reform of Money Market Funds (MMFs) that was reached today at the Permanent Representatives Committee (COREPER) of the Council.