News Centre

The Technology System For Shenzhen-Hong Kong Stock Connect All Set

Date 09/11/2016

Under the guidance and unified deployment, Shenzhen Stock Exchange (SZSE) , together with Hong Kong Exchanges and Clearing Limited, China Securities Depository Limited (CSDC) set on the preparation work of Shenzhen-Hong Kong Stock Connect at the beginning of 2015, launched overall business and technology preparation on May, 2016, and initiated officially the market participants technology preparation after the release of Joint Statement on 16 August, 2016, boosting various of technology preparation work comprehensively. So far, six-party joint test, business simulation test, and three total network tests were organized, and drill was launched. The testing results showed that the technology operation was overall normal, and identical with the expectation, fully demonstrated that the Shenzhen-Hong Kong Stock Connect all market technology market, business procedures and Shanghai-Hong Kong Stock Connect could co-operate with one another. Based on this background, SZSE and CSDC Shenzhen Branch decided to set the technology system on line first, launching the Shenzhen-Hong Kong Stock Connect related technology system on line after the market closed on 11 November, 2016. Meanwhile, the participants of Shenzhen-Hong Kong Stock Connect business, the first batch that acquired the relevant permission, are required to complete the rollout of relevant technology system before 20 November, 2016.

Speech By Mr Thomas Atkinson, Executive Director, Enforcement, Hong Kong's Securities And Futures Commission: 7th Pan Asian Regulatory Summit

Date 09/11/2016

A speech entitled "Keynote speech at 7th Pan Asian Regulatory Summit" delivered by Mr Thomas Atkinson was posted on the SFC website today.

Shenzhen Stock Exchange Market Bulletin 7 November, 2016, Issue 37)

Date 09/11/2016

Click here to download Shenzhen Stock Exchange's market bulletin, issue 37.

Nasdaq Filing Of Quarterly Report for Quarter Ended September 30, 2016

Date 09/11/2016

On November 8, 2016, Nasdaq filed its quarterly report on Form 10-Q for the quarter ended September 30, 2016 with the U.S. Securities and Exchange Commission. The Form 10-Q can be accessed on Nasdaq's website athttp://ir.nasdaq.com/sec.cfm and on the SEC's website at http://www.sec.gov.

TMX Group Equity Financing Statistics – October 2016

Date 08/11/2016

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for October 2016.

United Kingdom Parliament Treasury Committee Update

Date 08/11/2016

The Treasury Committee information has recently been updated.

Letter from Andrew Bailey, Chief Executive, FCA to Andrew Tyrie 28 October 2016

EBA: Consultation On RTS And ITS On The Authorisation Of Credit Institutions (EBA-CP-2016-19)

Date 08/11/2016

The European Banking Authority (EBA) launched today a consultation on (i) regulatory technical standards (RTS) on the information to be provided to Competent Authorities for the authorisation of credit institutions and (ii) implementing technical standards (ITS) on the templates and procedures for the provision of such information. These standards aim at harmonising the information requirements in the authorisation process across the EU, thus facilitating the application process and ensuring a level playing field. The consultation runs until 8 February 2017.

Wall Street Horizon Earnings Event Data Offered To Corporate And Investor Relations Professionals Via Virtua Platform

Date 08/11/2016

Wall Street Horizon, a provider of accurate and timely corporate event dates and information for institutional traders and investors, today announced that its earnings-related corporate event data is now available to the corporate "C-suite"  and Investor Relations (IR) professionals for the first time through the Virtua platform.  

EBA: Consultation On RTS And ITS On The Authorisation Of Credit Institutions

Date 08/11/2016

he European Banking Authority (EBA) launched today a consultation on (i) regulatory technical standards (RTS) on the information to be provided to Competent Authorities for the authorisation of credit institutions and (ii) implementing technical standards (ITS) on the templates and procedures for the provision of such information. These standards aim at harmonising the information requirements in the authorisation process across the EU, thus facilitating the application process and ensuring a level playing field. The consultation runs until 8 February 2017.

Bursa Malaysia Seeks Public Feedback On Rule Framework For The (New) Market For SMEs

Date 08/11/2016

Bursa Malaysia Berhad (“Bursa Malaysia”) has today released a second consultation paper for its proposed (New) Market on Bursa Malaysia which aims to provide small and medium-sized enterprises (SMEs) greater access to the capital market. The second public consultation paper on the proposed rule framework for the proposed (new) market follows from the Exchange’s first public consultation paper on the business model for the (New) Market, which was issued in September 2016.