News Centre

Dubai Financial Services Authority Hosts 3rd Annual Supervision Outreach Session

Date 08/05/2017

The Dubai Financial Services Authority (DFSA) held its 3rd Annual Supervision Outreach Session last week, in conjunction with the Compliance Officers Networking Group (CONG), to discuss the latest trends and developments in the financial sector. 

JPX Monthly Headlines - April 2017

Date 08/05/2017

JPX group companies undertake various initiatives and disseminate information with the aim of providing the most attractive markets to all users. 

Every month, we showcase the highlights of these efforts in short and concise summaries just for you.

Hong Kong's Securities And Futures Commission Consults On Proposals To Reduce Hacking Risks In Internet Trading

Date 08/05/2017

The Securities and Futures Commission (SFC) today launched a two-month consultation on proposals to reduce and mitigate hacking risks associated with internet trading (Note 1).

SET Enhances Investor Confidence At London Roadshow

Date 08/05/2017

The Stock Exchange of Thailand (SET) together with Maybank Kim Eng Securities (Thailand) PCL organizes  “SET Thailand Corporate Day in London”,  the United Kingdom (UK), on May 10, with nine Thai listed companies to present the firms' strengths, the Thai economy's growth potential, underlining Thailand’s position as a strategic hub of the Greater Mekong Subregion (GMS).

HKEX Monthly Market Highlights - April 2017

Date 08/05/2017

Highlights

Securities Market

• The average daily turnover for the first four months of 2017 was $74.3 billion, an increase of 5 per cent when compared with $70.8 billion for the same period last year.
• Funds raised through IPOs for the first four months of 2017 was $32.57 billion, a decrease of 0.2 per cent when compared with $32.63 billion for the same period last year.
• There were 51* newly listed companies for the first four months of 2017, an increase of 65 per cent when compared with 31* for the same period last year.

Moorfield Group Invests In IPSX

Date 08/05/2017

The International Property Securities Exchange (“IPSX”), which will be the first regulated exchange dedicated to the admission and trading of securities in commercial real estate assets (“CRE”), today announces that Moorfield Group (“Moorfield”) has invested in the current IPSX funding round. The terms of its investment are not disclosed.

Seedrs To Launch A Secondary Market

Date 08/05/2017

• In response to huge investor demand, the Neil Woodford-backed equity crowdfunding platform announces the launch of a secondary market.
• Investors will have the opportunity to sell shares of companies they invested in through Seedrs, thereby realising early returns. Meanwhile, investors who want to add to their position in a Seedrs company will be able to buy shares through this market.
• Entrepreneurs will benefit from the flexibility this provides their investors, reducing pressure to exit the business prematurely.
• Businesses considering raising money through Seedrs are likely to find that the prospect of secondary sales makes it easier for them to attract capital.

Dubai Commodities Clearing Corporation Launches ‘ActiveRisk’ Risk Management System

Date 08/05/2017

The Dubai Commodities Clearing Corporation (DCCC), the leading Central Counter Party (CCP) in the region and a wholly owned subsidiary of the Dubai Gold & Commodities Exchange (DGCX), has announced the launch of a state-of-the-art Risk Management System (RMS) called ActiveRisk.

Investor Communications Japan (ICJ) Electronic Voting Platform Surpasses 800 Participating Issuers

Date 08/05/2017

Broadridge Financial Solutions, Inc. (NYSE: BR) announced today that Investor Communications Japan (ICJ), a joint venture of Broadridge and the Tokyo Stock Exchange, Inc. (TSE), has exceeded 800 participating share-issuing companies on its "electronic proxy voting platform" (hereafter referred to as the "ICJ platform").  There were 834 issuers on the platform as of 2 May 2017, which represents 80% growth over the past three years.

Nasdaq Stockholm Orders Oscar Properties AB To Pay Fine Corresponding To Two Annual Fees

Date 08/05/2017

The Disciplinary Committee of Nasdaq Stockholm has found that Oscar Properties AB (“Oscar Properties”) has breached Nasdaq Stockholm’s regulations (“the Rule Book”) and, accordingly, has imposed a fine on Oscar Properties amounting to two annual fees, corresponding to an amount of SEK 410,000.