News Centre

CalPERS Names Elisabeth Bourqui Chief Operating Investment Officer

Date 13/04/2018

The California Public Employees' Retirement System today announced that Elisabeth Bourqui has been selected as Chief Operating Investment Officer (COIO).

CFTC: Federal Court In Michigan Enters Judgment Against Jerry Stauffer For Commodity Pool Fraud

Date 13/04/2018

The Commodity Futures Trading Commission (CFTC) today announced that Judge Paul L. Maloney of the U.S. District Court for the Western District of Michigan entered a Consent Order for Permanent Injunction (Consent Order) and an Order regarding a personal trading ban (Supplemental Order), which resolve charges against Defendant Jerry Stauffer, who resided in Traverse City, Michigan, for operating a fraudulent off-exchange foreign currency (forex) pool sc

The MiG Report - TSX, TSX Venture Exchange

Date 13/04/2018

Nigerian Stock Exchange Weekly Market Report For April 13th 2018

Date 13/04/2018

A total turnover of 1.415 billion shares worth N19.644 billion in 20,659 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.765 billion shares valued at N26.562 billion that exchanged hands last week in 20,265 deals.   

Remarks Of CFTC Chairman J. Christopher Giancarlo Before The Sims Lecture At Vanderbilt Law School, Nashville, Tennessee - Derivatives Regulatory Reform: A Principles-based Software Upgrade

Date 13/04/2018

Thank you.  Good afternoon.

I thank Dean Guthrie and the faculty of Vanderbilt Law School.

I especially thank the Sims family for their continued commitment to the lecture series and to the law school.  The Cecil Sims Lectures are important.  They are followed closely by legal practitioners and scholars the world over.

When I left these Vanderbilt halls thirty-four years ago, I never dreamed that I would be asked back to give the Sims Lecture.  It is a profound privilege and I am humbled by it.

ESMA Publishes A Negative Opinion On An Accepted Market Practice On Liquidity Contracts Proposed By The French AMF

Date 13/04/2018

The European Securities and Markets Authority (ESMA) has published today an opinion on the Accepted Market Practice (AMP) notified by the French Autorité des Marchés Financiers (AMF), which replaces the AMP under the Market Abuse Directive (MAD) established in March 2005. 

Nasdaq Hosted 3rd Nasdaq International Designation Virtual Investor Conference

Date 13/04/2018

Nasdaq, Inc. (Nasdaq:NDAQ) announced the conclusion of its 3rd  Nasdaq International Designation Virtual Investor Conference on April 4, 2018. Nasdaq welcomed select Nasdaq International Designation Member Companies to present their current state of business to a broad audience including potential investors. The Conference also provided individual and institutional investors an opportunity to engage with CEOs, CFOs, and IROs from a wide range of sectors globally.

ESMA Responds To The Article 29 Working Party Consultation

Date 13/04/2018

The European Securities and Markets Authority (ESMA) has provided a response to the Article 29 Working Party (WP29) public consultation on its Draft Guidelines on Article 49 of Regulation 2016/679.

Cboe DataShop Offers Market Data, Analytics Through New API Suite - DataShop’s Application Programming Interfaces (Apis) Are Designed To Better Integrate With Firms’ Existing Trading Systems

Date 13/04/2018

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world’s largest exchange holding companies, today announced that Cboe DataShop is offering customers access to its market data and trade analytics through a suite of four application programming interfaces. The APIs allow easy interaction with other websites or programs, facilitating customization of access for trading firms’ specific needs and budgets.

Hong Kong’s Securities And Futures Commission Reprimands And Fines Instinet Pacific Limited $17.3 Million For Failures Concerning Its Electronic And Algorithmic Trading Systems And Alternative Liquidity Pool

Date 13/04/2018

The Securities and Futures Commission (SFC) has reprimanded and fined Instinet Pacific Limited (IPL) $17.3 million after resolving concerns over IPL’s breaches of the Code of Conduct in relation to its electronic and algorithmic trading systems and alternative liquidity pool (ALP).