Mondo Visione Worldwide Financial Markets Intelligence
Track all markets on TradingView

FTSE Mondo Visione Exchanges Index: 99,512.51 -141.91

News Centre

BT_Radianz_468x60_Jul23

  • FINRA Hearing Panel Bars Registered Representative For Failing To Disclose Private Securities Transactions Totaling $100 Million In EB-5 Investments

    Date 07/06/2017

    The Financial Industry Regulatory Authority (FINRA) announced today that a FINRA hearing panel barred an Irvine, California-based registered representative, Jim Seol, for participating in private securities transactions, engaging in undisclosed outside business activities, and for making misrepresentations to his employer in compliance questionnaires. The hearing panel found that Seol sold $100 million in EB-5 investments promoted through his private business, Western Regional Center Incorporated (WRCI), yet failed to disclose this activity to his employing firm. FINRA rules and the member firm’s policy required Seol to disclose and obtain prior approval for all outside business activities. The decision resolves charges brought by FINRA's Department of Enforcement in May 2016.

  • ATHEX Market Indices

    Date 07/06/2017

    The Athens Stock Exchange announces the necessary adjustments that must be implemented to all ATHEX Market Indices regarding the forthcoming corporate action of the company PUBLIC POWER CORPORATION S.A.  "Share capital decrease following the decrease in the par value of the shares and the capital return through distribution in kind of the shares of the newly formed company IPTO HOLDING S.A. to its shareholders".

  • Valbiotis Lists On Euronext Growth - €11.5 Million Raised - Market Capitalisation Above €37 Million

    Date 07/06/2017

    Euronext today welcomes Valbiotis, a company specialised in research and development in medical nutrition, to its Euronext Growth market in Paris.

  • EEX Exchange Council Determines Weighting Of The Phelix DE/AT-Index

    Date 07/06/2017

    Today, the Exchange Council of the European Energy Exchange (EEX) held its meeting in Leipzig chaired by Dr Michael Redanz, Managing Director of EWE Trading GmbH. The main subject of the meeting constituted the impending split of the common German Austrian price zone related to the question of how the index of the Phelix Future for the market area Germany/Austria should be determined after the price zone split.

  • Bats Welcomes NuShares Funds To The Bats ETF Marketplace - 35 Issuers, 177 Funds Now Listed On Bats In The U.S.

    Date 07/06/2017

    Bats, a CBOE Holdings, Inc. company, and a leading market for exchange-traded product (ETP) trading globally, today welcomed two Nuveen-sponsored ETFs to the Bats ETF Marketplace.

  • ESMA Appoints New Chair To Investment Management Standing Committee

    Date 07/06/2017

    The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed Martin Moloney, Head of Markets Policy Division of the Central Bank of Ireland to serve as the chair of the Investment Management Standing Committee.

  • London Stock Exchange Group Plc - Transaction In Own Shares

    Date 07/06/2017

    London Stock Exchange Group plc (the "Company") announces that it has purchased through Barclays Capital Securities Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:

  • EBA Issues 2018 EU-Wide Stress Test Methodology For Discussion

    Date 07/06/2017

    The European Banking Authority (EBA) published today its 2018 EU-wide stress test draft methodology and templates for discussion with the industry. The exercise will cover 70% of the EU banking sector and will assess EU banks' ability to meet relevant supervisory capital ratios during an adverse economic shock.  The methodology covers all relevant risk areas and, for the first time, will incorporate IFRS 9 accounting standards. The results will inform the 2018 Supervisory Review and Evaluation Process (SREP), challenging banks' capital plans and leading to relevant supervisory outcomes.  The exercise will also provide enhanced transparency so that market participants can compare and assess the resilience of EU banks on a consistent basis. The list of institutions participating in the exercise is also released today.

  • MIAX Options: Obvious Errors In Complex Orders

    Date 07/06/2017

    MIAX Options has filed with the Securities and Exchange Commission to delete Rule 521(l)(5), Complex Order Obvious Errors, from its rules.  The deletion of Rule 521(l)(5) has become effective and operative as of May 30, 2017.

  • TMX Group Equity Financing Statistics - May 2017

    Date 07/06/2017

    TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for May, 2017.

Confinity_sky1-min.gif BT_Radianz_120x600_Jul23.jpg