News Centre

SEC And NYU to Host Forum On Exchange-Traded Products

Date 31/08/2017

The Securities and Exchange Commission and New York University will host a forum in September to examine the fast growing market for exchange-traded products and its implications for investors.

CFTC Orders Ikon Global Markets, Inc. To Pay $200,000 For Recordkeeping Violations

Date 31/08/2017

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Ikon Global Markets, Inc. (Ikon) for failing to keep and promptly produce documentation for thousands of gold Exchange for Physical (EFP) trades, in violation of the Commodity Exchange Act (CEA) and CFTC Regulations. The trades were entered into by Ikon and reported to the NASDAQ OMX Futures Exchange, Inc. (NFX).

SEC: Former Pharma Company Accountant, Three Others Charged With Insider Trading

Date 31/08/2017

The Securities and Exchange Commission today charged an accountant and three others with insider trading on market-moving news about the New Jersey-based pharmaceutical company where the accountant formerly worked.

BOX Options Exchange Fee Change – September 2017

Date 31/08/2017

Effective September 1, 2017, BOX Options Exchange (“BOX” or the “Exchange”) is making the following changes to the BOX Fee Schedule:

BOX Volume Rebate

The Exchange is adjusting certain rebates within the BOX Volume Rebate (“BVR”).

Update -- Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date August 15, 2017

Date 31/08/2017

At the end of the settlement date of August 15, 2017, short interest in 2,352 Nasdaq Global Market^SM securities totaled 7,365,215,632 shares compared with 7,281,448,640 shares in 2,329 Global Market issues reported for the prior settlement date of July 31, 2017. The mid-August short interest represents 4.42 days average daily Nasdaq Global Market share volume for the reporting period, compared with 5.14 days for the prior reporting period.

London Stock Exchange Group Plc Transaction In Own Shares

Date 31/08/2017

London Stock Exchange Group plc (the "Company") announces that it has purchased through RBC Europe Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:

FINRA: Initial Coin Offerings: Know The Risks Before You Buy

Date 31/08/2017

The Financial Industry Regulatory Authority (FINRA) today issued an Investor Alert warning investors about the potential risks of participating in initial coin offerings, commonly referred to as ICOs.

S&P Dow Jones Indices: Europe Dashboard

Date 31/08/2017

• Despite a steady stream of positive economic data, and signs of a return to a healthier rate of inflation, the S&P Europe 350® completed August with a loss, the third consecutive monthly decline for the benchmark. 
• The S&P United Kingdom gained in August, once again flattered by a rapidly depreciating Pound Sterling – the Pound finished the month at an eight-year monthly low versus the Euro. Weighing on the currency, negotiations over the U.K.’s departure from the European Union appeared to be going worse than hoped.  

IISL Index Dashboard For The Month Ended August 2017

Date 31/08/2017

Summary:

NIFTY 50 closed at 9,917.90 as on August 31, 2017, decrease of 159.20 points (-1.58%) as against 10,077.10 as on July 31, 2017.

FINRA: Initial Coin Offerings: Know The Risks Before You Buy

Date 31/08/2017

The Financial Industry Regulatory Authority (FINRA) today issued an Investor Alert warning investors about the potential risks of participating in initial coin offerings, commonly referred to as ICOs.