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News Centre
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"Shanghai Stock Exchange Vision And Action Plan For Supporting B&R Construction (2018-2020)" Released
Date 03/11/2017
In the four years since Chinese President Xi Jinping put forward the Belt & Road initiative for the first time, the "B&R" construction has been transformed from an idea to action and from a vision to reality, having achieved fruitful results. The 5th National Financial Working Conference held in July this year proposed advancing the financial innovation and developing the system design for the "B&R" construction. The 19th National Congress of the Communist Part of China (CPC) just crowned with success approved the inclusion of the "B&R" construction into the Party Constitution, and the visions such as the "B&R" construction, "building a community with a shared future for mankind" and improving the level of the open economy have become a broad consensus of the international community. The successful development of the "B&R" initiative calls for the extensive participation of the international community, especially the stakeholders in the countries along the "B&R" as well as more support in the financing of funds.
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Securities Commission Malaysia’s AOB Fines Auditor RM75,000 For Non-Compliance With International Standards On Auditing
Date 03/11/2017
Securities Commission Malaysia’s (SC) Audit Oversight Board (AOB) has fined Adam Selamat bin Musa of Adam & Co RM75,000 for failing to comply with the International Standards on Auditing when auditing a public listed company. This is the largest fine imposed by AOB so far.
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FastMatch Opens Greenwich, CT office
Date 03/11/2017
FastMatch, Inc., the fastest growing FX spot market operator, which has operated as a Euronext company since August 2017, announced today that it has opened a sales office in Greenwich, CT.
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SEC Charges Biotech Company, Executives With Accounting Fraud
Date 03/11/2017
The Securities and Exchange Commission today charged a Maryland-based biotech company and four former top executives with prioritizing revenue growth over lawful accounting and misleading investors in the process.
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BOX Options Exchange DST Time Change
Date 03/11/2017
Due to the Daylight Saving Time change (DST) scheduled for this weekend, connection to the BOX Options Exchange (“BOX”) Trading System will NOT be available Sunday, November 5, 2017.
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SEC: Charles Cain Named Chief Of Foreign Corrupt Practices Unit
Date 02/11/2017
The Securities and Exchange Commission today announced that Charles E. Cain has been named chief of the Enforcement Division's national specialized Foreign Corrupt Practices Act (FCPA) Unit that focuses on violations of the anti-bribery provisions of the federal securities laws.
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Nasdaq October 2017 Volumes
Date 02/11/2017
Nasdaq (Nasdaq:NDAQ) today reported monthly volumes for October 2017, on its investor relations website.
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Georgetown University School Of Business Center For Financial Markets And Policy Presents A Conversation With CFTC Commissioner Behnam
Date 02/11/2017
WHAT:
The Center for Financial Markets and Policy at Georgetown University McDonough School of Business will host Commissioner Rostin Behnam to discuss, “The Dodd-Frank Inflection Point: Building on Derivatives Reform,” as part of the Center’s Leaders in Global Finance Speaker Series and the Stanton Distinguished Leader Speaker Series.
WHEN:
November 14, 2017
4:00 pm – 5:30 pm ESTWHERE:
Rafik B. Hariri Building
McDonough School of Business
Washington, DC 20007 -
CME Group Chairman Emeritus Leo Melamed Awarded The Order Of The Rising Sun, Gold And Silver Star, By The Government Of Japan
Date 02/11/2017
CME Group, the world's leading and most diverse derivatives marketplace, today announced that Leo Melamed, CME Group Chairman Emeritus, was conferred the Order of the Rising Sun, Gold and Silver Star, by the Government of Japan.
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Statement By Federal Reserve Board Chair Yellen On The Nomination Of Governor Powell By President Trump
Date 02/11/2017
I congratulate my colleague Jay Powell on his nomination to be Chairman of the Federal Reserve Board. Jay's long and distinguished career has been marked by dedicated public service and seriousness of purpose. I am confident in his deep commitment to carrying out the vital public mission of the Federal Reserve. I am committed to working with him to ensure a smooth transition.
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