FTSE Mondo Visione Exchanges Index:
News Centre
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Federal Reserve Fines UniCredit $158 Million For Firm's Unsafe And Unsound Practices Related To Inadequate Sanctions Controls And Supervision Of Subsidiary Banks
Date 15/04/2019
The Federal Reserve Board on Monday announced it has fined UniCredit, S.p.A., a foreign bank operating in the United States and headquartered in Italy, and two of its subsidiaries $158 million for the firm's unsafe and unsound practices related to inadequate sanctions controls and supervision of its subsidiary banks.
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Fiserv To Release First Quarter Earnings Results On April 30, 2019
Date 15/04/2019
Fiserv, Inc. (NASDAQ: FISV), a leading global provider of financial services technology solutions, will announce its first quarter financial results after the close of regular market trading on Tuesday, April 30, 2019.
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SEC: Sara Cortes And David Bartels Named Deputy Chief Counsels Of The Division Of Investment Management
Date 15/04/2019
The Securities and Exchange Commission today announced that Sara Cortes and David P. Bartels have been named Deputy Chief Counsels of the Division of Investment Management. As Deputy Chief Counsels, Ms. Cortes and Mr. Bartels will join a leadership team and staff that are responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, coordinating international and legislative technical assistance, and running the division’s enforcement liaison program. Ms. Cortes will oversee the exemptive applications program and Mr. Bartels will oversee the enforcement liaison program. They will share responsibility for staff legal guidance by the Chief Counsel’s Office.
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Opening Statement Of CFTC Commissioner Dawn D. Stump Before The Global Markets Advisory Committee Meeting
Date 15/04/2019
Good morning and welcome to the first Global Markets Advisory Committee meeting of 2019.
I am excited to sponsor the GMAC, and believe that the importance of the Committee in today’s increasingly interconnected marketplace cannot be overstated. The objectives of the GMAC are many, and include helping the Commission determine how it can avoid unnecessary regulatory or operational impediments to global business while still preserving core protections for customers and other market participants. Another objective of the GMAC is to assist the Commission in assessing the impact on U.S. markets and firms of the Commission's international efforts and the initiatives of foreign regulators and market authorities. Given today’s global marketplace and the multinational nature of business, I believe that the reconstitution of the GMAC has come at a critical time.
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Kaizen Reporting Wins ‘Best Reporting Platform Or Service’ At Sell-Side Technology Awards
Date 15/04/2019
Leading regulatory reporting firm Kaizen Reporting (Kaizen), developer of the multi-award-winning assurance service, ReportShield™, has won ‘Best Reporting Platform or Service for the Sell-Side’ at the Sell-Side Technology Awards. Hosted and run by WatersTechnology, the awards were set up in order to recognise market-leading technologies and third-party vendors that enable sell-side firms to operate more efficiently and transparently.
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Baton Systems Wins Best Distributed-Ledger Technology Project At Sell-Side Technology Awards
Date 15/04/2019
Baton Systems (“Baton”), a provider of distributed ledger-based post-trade and payments solutions for capital markets, won the Best Distributed-Ledger Technology Project at the Sell-Side Technology Awards 2019, presented in London on April 12.
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Deutsche Börse Group: Business Indicators For March 2019
Date 15/04/2019
Attached please find a summary of Deutsche Börse Group's business indicators for March 2019.
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Al Mawared Brokerage's Amman Stock Exchange Weekly Report - 15 April 2019
Date 15/04/2019
Click here to download Al Mawared Brokerage's weekly Report on the Amman Stock Exchange (ASE). The Report is designed to give an overview of developments in the Jordan Capital Markets as well as ASE performance indicators.
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Cappitech Launches MiFID II Market Intelligence Product, Enabling Financial Institutions To Monetise Regulatory Reporting Data - Analysis Shows US Banks Dominate As Execution Venues And Brokers
Date 15/04/2019
Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, today announced the launch of RTS 28 Market Intelligence, a product that allows financial institutions to use regulatory compliance data to their own advantage. The electronic surveillance and analytics tool assesses firms’ best execution capabilities across all asset classes and benchmarks performance to the industry average.
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Compliance Expert Napier Expands Team With Addition Of Chief Revenue Officer
Date 15/04/2019
- Dave Burns joins leading compliance specialist Napier as CRO
- Company continues its expansion following appointment of GSK veteran Mike Melia and change of name from Fortytwo Data
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