FTSE Mondo Visione Exchanges Index: 99,528.30 -126.12
News Centre
-
Japan Financial Services Agency: Trends In High-Speed Trading
Date 02/10/2024
The Financial Instruments and Exchange Act was amended in May 2017 (enforced April 2018) to require financial instruments business operators who engage in high-speed trading to register.
-
The Second Asia High-Level Financial Regulators' Forum
Date 02/10/2024
On October 2, 2024, the Asia High-level Financial Regulators' Forum held its second meeting in Tokyo, Japan.
-
Speech By Mr Alvin Tan, Minister Of State, Ministry Of Trade And Industry And Ministry Of Culture, Community And Youth, And Board Member Of Monetary Authority Of Singapore, At The Asian Financial Leaders Programme Graduation Dinner On 2 October 2024
Date 02/10/2024
Congrats to graduates of Run 9 of the AFLP. AFLP started in 2015, the year I left the financial sector.
-
Full Federal Court Dismisses ANZ Appeal Against ASIC Case
Date 02/10/2024
The Full Federal Court has today dismissed an appeal by Australia and New Zealand Banking Group Limited (ANZ) against a judgment that it breached continuous disclosure laws when undertaking a $2.5 billion institutional share placement in 2015.
-
New Zealand Financial Markets Authority Files Civil Proceedings Against QEX Logistics Limited And Its Director, Jingjie Xue
Date 02/10/2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has filed civil proceedings against QEX Logistics Ltd (QEX) and its sole director, Jingjie Xue, for failing to comply with financial reporting requirements under the Financial Markets Conduct Act 2013 (FMC Act).
-
CFTC Charges Florida Man With $600,000 Options Fraud - CFTC Seeks Disgorgement From Relief Defendants - Michael Frederick Staryk Was Already Subject To A CFTC Order For Fraud
Date 01/10/2024
The Commodity Futures Trading Commission today announced it filed a civil enforcement action in the U.S. District Court for the District of Connecticut charging fraud against Michael Frederick Staryk of Florida.
-
US Office Of The Comptroller Of The Currency Releases Bank Supervision Operating Plan For Fiscal Year 2025
Date 01/10/2024
The Office of the Comptroller of the Currency (OCC) today released its bank supervision operating plan for fiscal year (FY) 2025.
-
CFTC Commissioner Pham To Speak At Blockworks Permissionless III (Virtual)
Date 01/10/2024
WHAT:
Commissioner Caroline D. Pham will speak virtually on a fireside chat titled “Pushing Crypto Forward in the US” at Permissionless III, presented by Blockworks and BANKLESS.
WHEN:
Friday, October 11, 2024
11:50 a.m. (MT)
1:50 p.m. (ET)WHERE:
Salt Palace Convention Center
90 South West Temple
Salt Lake City, UT 84101Additional Information: Permissionless III
-
CFTC Orders Taiwanese Firm To Pay $200,000 For Wash Sales
Date 01/10/2024
The Commodity Futures Trading Commission today issued an order filing and settling charges against Taishin Securities Co., Ltd., a Taiwanese financial services company, for engaging in wash sales and non-competitive transactions on the Chicago Mercantile Exchange.
-
CFTC Commissioner Pham To Speak At Northwind 2024 Disruptive Technologies Invitational Forum
Date 01/10/2024
WHAT:
Commissioner Caroline D. Pham will speak on a keynote fireside chat at the Northwind Professional Institute’s 2024 Disruptive Technologies Invitational Forum.
WHEN:
Wednesday, October 9, 2024
7:00 p.m. (ET)WHERE:
1 Langdon Dr.
Cambridge, ON
N3H 4R8
Canada
