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Appointments And Re-Appointments To Hong Kong Securities And Futures Commission Advisory Committee

Date 26/04/2019

The Securities and Futures Commission (SFC) welcomes the appointments and re-appointments by the Financial Secretary of members to the SFC Advisory Committee for two years from 1 June 2019 to 31 May 2021.
Japan Exchange Group: Notice Of Partial Amendment To The Articles Of Incorporation

Date 26/04/2019

At the meeting of the Board of Directors held on April 26, 2019, Japan Exchange Group, Inc. resolved to propose the "Partial Amendment to the Articles of Incorporation", as below, for resolution at the 18th Annual General Shareholders Meeting to be held on June 19, 2019.
New Zealand Financial Markets Authority Files Charges Under Crimes Act

Date 26/04/2019

Two men appeared yesterday in the Tauranga District Court in relation to various charges filed by the FMA under the Crimes Act.
Japan Exchange Group: Notice Of Dividend From Surplus

Date 26/04/2019

Japan Exchange Group, Inc. (hereinafter "the Company") hereby announces that, for dividend with the record date of March 31, 2019, it has decided to pay an ordinary dividend and a special dividend, as follows.
New Zealand Financial Markets Authority: South And Provan Jailed For 4 Years And 6 Months On Crimes Act Charges

Date 26/04/2019

Two men have both been sentenced to four years and six months in prison at Tauranga District Court on charges brought by the Financial Markets Authority (FMA).

Japan Exchange Group, Inc. And Consolidated Subsidiaries Consolidated Financial Results For The fiscal Year Ended March 31, 2019

Date 26/04/2019

In the fiscal year ended March 31, 2019 (from April 1, 2018 to March 31, 2019), JPX Group recorded operating revenue of ¥121,134 million (0.4% increase from the same period of the previous fiscal year (i.e., year on year)), and operating expenses were ¥54,111 million (increased 6.3% year on year). As a result, JPX Group recorded operating income of ¥69,535 million (decreased 3.1% year on year) and income before income tax of ¥70,786 million (decreased 3.0% year on year).
New Zealand Financial Markets Authority Files Crimes Act Charges Against Steven Robertson

Date 26/04/2019

The Financial Markets Authority (FMA) has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961.
Shanghai Stock Exchange: Inaugural Meeting Of The 1st Sci-tech Innovation Advisory Committee Held

Date 26/04/2019

The Shanghai Stock Exchange (SSE) has established the 1st Sci-tech Innovation Advisory Committee (the Advisory Committee for short) after completing relevant procedures in accordance with the overall work arrangements for launching the Sci-tech Innovation Board and piloting the registration-based IPO system, the “Opinions on Launching the Sci-tech Innovation Board and Piloting the Registration-based IPO System at the Shanghai Stock Exchange”, the “Measures for Managing the IPO Registration for the Sci-tech Innovation Board (Trial)” and the “Working Rules for the Sci-tech Innovation Advisory Committee of the Shanghai Stock Exchange”. The Inaugural Meeting of the 1st Advisory Committee was held in the trading hall of the SSE on April 20. Attending the meeting were Fang Xinghai, Vice Chairman of the China Securities Regulatory Committee (CSRC), members of the Advisory Committee, chiefs of relevant departments of the CSRC and relevant officials of the SSE.
New Zealand Financial Markets Authority Secures Interim Asset Preservation Orders Over PTT Limited And Steven Robertson

Date 26/04/2019

The Financial Markets Authority (FMA) has obtained interim asset preservation orders over the assets of PTT Limited, Steven Robertson and associated entities, from the High Court in Auckland. This is part of an ongoing investigation into PTT Limited. The FMA has concerns that client funds may be at risk and the company may be operating in breach of financial market legislation. Neither Mr Robertson nor PTT is registered on the Financial Services Provider Register.
New York Attorney General James Announces Court Order Against “Crypto” Currency Company Under Investigation For Fraud

Date 25/04/2019

Attorney General Letitia James today announced that her office obtained a court order enjoining iFinex Inc., operator of the Bitfinex virtual asset trading platform, and Tether Limited, issuer of the “tether” virtual currency, and their related entities, from further violations of New York law in connection with an ongoing activities that may have defrauded New York investors that trade in virtual or “crypto” currency.