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FTSE Mondo Visione Exchange Index 0.5 % Down In November But BME Up 41.2% On Back Of Potential Bidding War

Date 05/12/2019

The FTSE Mondo Visione Exchanges Index, which aims to reflect market sentiment and is a key indicator of exchanges performance closed at 60,910.91 on 29 November 2019, down 0.5% on the month, up 23.3 % Year-to-Date and 18.1 % over 12 months (all in USD terms). The index set a new closing all-time high of 62,355.5 on 6 September 2019.

Winners Revealed For FDATA Open Finance Awards

Date 05/12/2019

The  winners of the FDATA Open Finance Awards have been announced. The Awards, which are in their second year, have been established to recognise organisations and institutions actively engaged in creating policies and delivering innovations that empower customers to leverage their financial data so that they can make better-informed decisions and take fuller control of their financial lives. 

TMX Group Consolidated Trading Statistics – November 2019

Date 05/12/2019

TMX Group Limited today announced November 2019 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange and Montréal Exchange.

CFTC Commissioner Quintenz To Speak On A Panel At The National Association Of Attorneys General Capital Forum

Date 05/12/2019

SEC Charges Trucking Executives With Accounting Fraud

Date 05/12/2019

The Securities and Exchange Commission today charged two former top executives of Indiana-based trucking company Celadon Group Inc. for their participation in an accounting fraud that inflated the company's income and earnings per share. Celadon previously agreed to settle accounting fraud charges brought by the SEC in April.

CFTC’s Market Risk Advisory Committee Announces Agenda For December 11 Public Meeting

Date 05/12/2019

The U.S. Commodity Futures Trading Commission today announced the agenda for the upcoming Market Risk Advisory Committee (MRAC) public meeting that will be held on December 11, 2019 at the CFTC’s Washington, DC headquarters. Commissioner Rostin Behnam is the sponsor of MRAC.

SEC Releases Report On 38th Annual Small Business Forum

Date 05/12/2019

The Securities and Exchange Commission today released a report on the 38th Annual Government-Business Forum on Small Business Capital Formation.  The Forum is a unique event attended by SEC Commissioners and staff in which members of the public and private sectors gather to craft suggestions for securities policy impacting emerging businesses and their investors.  The 2019 Forum was hosted in partnership with the Heider College of Business at Creighton University in Omaha, Nebraska, on Aug. 14, 2019, and marks the first year that the Forum was organized by the SEC’s new Office of the Advocate for Small Business Capital Formation.

CFTC Financial Data For Futures Commission Merchants Update

Date 05/12/2019

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

SEC Charges Iconix Brand Group And Former Top Executives With Accounting Fraud

Date 05/12/2019

The Securities and Exchange Commission today charged brand-management company Iconix Brand Group Inc. and three of its former top executives with fraud. Iconix and two of its former executives have agreed to settle. The SEC’s litigation is proceeding against Iconix’s former CEO.

CME Group Chief Financial Officer And Global Head of Financial And OTC Products To Present At Goldman Sachs Conference

Date 05/12/2019

CME Group announced today that John Pietrowicz, Chief Financial Officer, and Sean Tully, Senior Managing Director and Global Head of Financial and OTC Products, will present at the Goldman Sachs U.S. Financial Services Conference in New York on Tuesday, December 10, at 9:10 a.m. (Eastern Time).