News Centre

SEC: David Peavler Named Director Of Fort Worth Office

Date 06/06/2019

The Securities and Exchange Commission today announced that David L. Peavler has been named Director of the Fort Worth Regional Office.

CFTC Staff Issues No-Action Relief From Uncleared Swap Margin Rule For Certain Amendments To Legacy Swaps

Date 06/06/2019

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced it will provide no-action relief to permit certain amendments to legacy swaps without losing their status as legacy swaps. 

Federal Reserve Board Announces Termination Of Enforcement Action Against JPMorgan Chase & Co. From January 2013

Date 06/06/2019

The Federal Reserve Board on Thursday announced the termination of an enforcement action against JPMorgan Chase & Co. from January 2013.

Ontario Securities Commission Requests Members For Market Structure Advisory Committee

Date 06/06/2019

The Ontario Securities Commission (OSC) is inviting applications for membership on its Market Structure Advisory Committee (MSAC).
 

Alberta Securities Commission Focuses On Empowering Seniors In June - Nearly 40 Per Cent Of Albertans Age 55+ Believe They Have Been Approached With A Potentially Fraudulent Investment

Date 06/06/2019

The Alberta Securities Commission (ASC) has launched a month-long senior outreach campaign across Alberta to recognize Seniors Month (June) and World Elder Abuse Day (June 15, 2019). Nearly 40 per cent of Albertans age 55+ believe they have been approached with a potentially fraudulent investment, as identified in an Investor Index Study commissioned by the ASC. The ASC’s campaign is focused on empowering seniors to improve their financial literacy, recognize the signs of investment fraud, empower them to make wise investment decisions and encourage all Albertans to be aware of the signs and symptoms of elder financial abuse.

BOX Exchange: $1 Strike Intervals Above $200 On Options On QQQ And IWM ETFs

Date 06/06/2019

BOX Exchange LLC (“BOX”) recently filed to amend BOX Rule IM-5050-1 to allow $1 strike intervals above $200 on options on certain Exchange Traded Funds (“ETFs”). The filing is now effective.

Borsa Italiana Monthly Update - May 2019

Date 06/06/2019

Click here to download Borsa Italiana's monthly update.

Nodal Exchange Achieves Open Interest Records In Power Futures And Expands Environmental Contracts

Date 06/06/2019

Nodal Exchange achieved a record 740 million MWh and record 38% market share of open interest in power futures as of end of May 2019.

FIA May 2019 SEF Tracker

Date 06/06/2019

Nigerian Stock Exchange Launches X-Academy e-Learning To Provide Quality And Affordable Learning Experience

Date 06/06/2019

In a bid to make quality learning accessible and affordable to individuals, corporations and institutions, The Nigerian Stock Exchange (NSE) is pleased to announce the launch of its online learning platform, X-Academy e-learning, on Monday, June 3, 2019.