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News Centre
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ACER Updates Guidance On Implementation Of Web Feeds For Inside Information Platforms
Date 20/12/2018
The Agency published the second version of the Guidance on the implementation of web feeds for Inside Information Platforms, which includes a new chapter on the collection of historical inside information.
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EBA Provides Preliminary Assessment On Post-Implementation Impact Of IFRS 9 On EU Institutions
Date 20/12/2018
The European Banking Authority (EBA) published today some initial observations on the post-implementation impact of IFRS 9 on EU banks. This exercise, which builds on the two pre-implementation impact assessments published in November 2016 and July 2017, is mainly based on data extracted from institutions' supervisory reporting. The initial observations from this exercise are consistent with the forecasts of the second EBA impact assessment report. The report also identifies some areas for ongoing scrutiny and further work from an EBA perspective.
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Tadawul: Announcement Of The Issuance Of The Capital Market Authority Board's Resolution To Adopt The Rules For Registering The Auditors Of Entities Subject To The Authority's Supervision
Date 20/12/2018
In continuance to the role of the Capital Market Authority in developing and regulating the capital market and seeking to make the capital market environment more stable, and seeking to achieve the objectives of the (Financial Sector Development Program) one of the programs of the Saudi Arabia's Vision 2030, and based on the Capital Market Law issued by the Royal Decree No. (M/30) Dated 02/06/1424H, the Capital Market Authority Board has issued its Resolution to adopt and publish the Rules for Registering Auditors of Entities Subject to the Authority's Supervision "the Rules". The Rules shall be effective upon its publication date, except for the following provisions:
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UK Financial Conduct Authority: Statement On Treatment Of Gibraltar In Our Handbook After Brexit
Date 20/12/2018
As part of our Brexit preparations, we will make a rule to preserve the existing Handbook treatment in respect of Gibraltar in the post exit day Handbook.
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Statement Of CFTC Chairman J. Christopher Giancarlo On No-Action Relief For Clearing Members Of Eurex Clearing AG To Deposit Customer-Owned Securities As Margin Collateral For Swap Transactions With Clearstream Banking AG
Date 20/12/2018
I am pleased that the CFTC staff has accommodated a request from Eurex Clearing AG, a derivatives clearing organization registered with the CFTC, for relief in connection with clearing swap transactions on behalf of U.S. customers.
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FINRA Sanctions Merrill Lynch $6 Million For Selling IPOs To Industry Insiders - IPOs Included Facebook, Inc., General Motors Co., LinkedIn Corp., And Twitter Inc.
Date 20/12/2018
FINRA announced today that it has fined Merrill Lynch, Pierce, Fenner & Smith Inc. for improperly selling shares in initial public offerings (IPOs) to industry insiders, including its employees’ immediate family members and customers who were brokers at other brokerage firms. Merrill Lynch will pay a $5.5 million fine, and disgorge $490,530 it earned as revenue from the sales.
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Statement Of CFTC Commissioner Brian Quintenz On Staff No-Action Relief For Eurex Clearing AG
Date 20/12/2018
Over two years ago, the European Commission (EC) and the CFTC agreed to a common approach to the regulation and supervision of cross-border CCPs (CCP Agreement).[1] The CCP Agreement was intensely negotiated for three years, and, in my opinion, the end result produced an agreement that promoted regulatory deference as well as prioritized supporting the vibrancy and liquidity of our global derivatives markets. Shortly after the announcement of the CCP Agreement in February 2016, the EC found the CFTC regime equivalent, the CFTC granted substituted compliance to dually-registered EU-domiciled CCPs, and the European Securities and Markets Authority (ESMA) made positive recognition decisions for several U.S. CCPs.
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Moscow Exchange: Final Settlement Prices Determined For December MOEX Index Futures
Date 20/12/2018
Final settlement prices determined for December MOEX index futures
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CFTC Staff Acts To Expand U.S. Customer Options For Clearing Swaps
Date 20/12/2018
The U.S. Commodity Futures Trading Commission’s (CFTC) staff today issued permission to Eurex Clearing AG (Eurex) to begin clearing swap transactions on behalf of customers of futures commission merchants (FCMs), providing U.S. customers with another option for clearing their swap transactions. CFTC staff permission was issued in the form of three letters from the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight.
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Another Six Months - What Does It Mean For The Swiss Stock Exchange Run By SIX?
Date 20/12/2018
The European Commission decided on Thursday, 20 December 2018, to offer Switzerland six additional months to agree on a new treaty that will govern the country’s future relations with the European Union (EU).
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