FTSE Mondo Visione Exchanges Index:
News Centre
-
CFTC Swaps Report Update
Date 03/07/2019
CFTC's Weekly Swaps Report has been updated, and is now available.
-
SEC Proposes To Align Margin Requirements For Security Futures With Requirements For Similar Financial Products
Date 03/07/2019
The Securities and Exchange Commission (SEC) announced today that it has proposed to align the minimum margin required on security futures with other similar financial products. The proposal—which, if the CFTC votes in favor of, would be a joint CFTC-SEC proposal—would set the minimum margin requirement for security futures at 15 percent of the current market value of each security future.
-
Ontario Securities Commission Seeks Applications For Investor Advisory Panel
Date 03/07/2019
The Ontario Securities Commission (OSC) is inviting applications for membership on its Investor Advisory Panel (IAP), which provides an investor perspective on the policy and rule-making initiatives of the OSC.
-
BOX Exchange: Complex Qualified Contingent Cross Orders
Date 03/07/2019
Effective July 15, 2019, BOX Exchange LLC (“BOX” or the “Exchange”) will begin accepting Complex Qualified Contingent Cross (“Complex QCC”) Orders. Additionally, the Exchange will make a modification to the execution of Complex Customer Cross Orders.
-
Nasdaq To Hold Second Quarter 2019 Investor Conference Call
Date 03/07/2019
Nasdaq (Nasdaq: NDAQ) has scheduled its Second Quarter 2019 financial results announcement.
WHO: Nasdaq’s CEO, CFO, and additional members of its senior management team WHAT: Review Nasdaq’s Second Quarter 2019 financial results
-
Cboe Global Markets Reports June 2019 Trading Volume - Cboe Mini-SPX (XSP) Options Set New Monthly Total Volume, ADV And Open Interest Records In June - Cboe Repaid 1.950% Senior Notes Due 2019 With Cash On Hand
Date 03/07/2019
Cboe Global Markets, Inc. (Cboe: CBOE), one of the world's largest exchange holding companies, today reported June monthly trading volume and provided selected revenue per contract (RPC) guidance for the second quarter of 2019.
-
Statement Regarding Offers Of Settlement, SEC Chairman Jay Clayton, July 3, 2019
Date 03/07/2019
When the Securities and Exchange Commission is considering filing (or has filed) an action alleging violations of the federal securities laws, it often is in the public interest to pursue a timely, reasonable and consensual resolution of the matter. The Commission has long recognized that an appropriately-crafted settlement can be preferable to pursuing a litigated resolution, particularly when the settlement is agreed early in the process and the Commission obtains relief that is commensurate with what it would reasonably expect to achieve in litigation. In plain language, the sooner harmed investors are compensated, the offending conduct is remediated, and appropriate penalties are imposed, the better.
-
Nigerian Stock Exchange Collaborates With Chapel Hill Denham On Alternative Investment Training
Date 03/07/2019
The Nigerian Stock Exchange, in collaboration with Chapel Hill Denham, organized a training on alternative investments titled “Listed Real Assets: A Teach-In on Alternative Investments” on Wednesday, July 3, 2019.
-
John Berry, Associate Regional Director In Los Angeles Office, To Leave Agency
Date 03/07/2019
The Securities and Exchange Commission today announced that John W. Berry, Associate Regional Director for enforcement matters in the Los Angeles Regional Office, is leaving the agency this month after eight years of service.
-
CFTC Issues Social Media Customer Protection Advisory
Date 03/07/2019
The Commodity Futures Trading Commission (CFTC) today issued, "There’s Nothing to Like about Scammers on Social Media," a Customer Protection Advisory that warns customers to beware of and avoid unregistered brokers and advisers, as well as fake testimonials and so-called trading experts on social media platforms. Fraud offenders can create many online profiles or anonymous identities, and use them in a coordinated way to lure people into schemes.
- First
- Previous
- 6916
- 6917
- 6918
- 6919
- 6920
- 6921
- 6922
- 6923
- 6924
- 6925
- 6926
- 6927
- 6928
- 6929
- 6930
- 6931
- 6932
- Next
- Last