News Centre

SEC Halts Alleged Insider Trading Ring Spanning Three Countries

Date 06/12/2018

The Securities and Exchange Commission has filed insider trading charges against an IT contractor and two others he illegally tipped with confidential client information he stole while working in the Singapore branch of an investment bank.

CCP12 Publishes Primer On Initial Margin – A CCP12 White Paper

Date 06/12/2018

CCP12 - the Global Association of Central Counterparties publishes “Primer on Initial Margin – A CCP12 White Paper”.

CFTC Swaps Report Update

Date 06/12/2018

CFTC's Weekly Swaps Report has been updated, and is now available.

Cboe Global Markets Reports November 2018 Trading Volume - Year-To-Date ADV Across Options, Futures, U.S. And European Equities And Global FX Up Over 2017

Date 06/12/2018

Cboe Global Markets, Inc. (Cboe: CBOE), one of the world's largest exchange holding companies, today reported November monthly trading volume and average revenue per contract (RPC)/net revenue capture data at www.cboe.com/monthlyvolrpc.

Opening Remarks At The Municipal Securities Conference, SEC Chairman Jay Clayton, Dec. 6, 2018

Date 06/12/2018

Thank you, Rebecca.

Good morning and welcome. I am delighted to help kick off the inaugural Municipal Securities Conference, although I regret that because of other meetings and commitments, I am doing so from our New York office. Before going any further, I want to make it clear that my remarks are my own and do not necessarily reflect the views of the Commission or my fellow Commissioners.

British Columbia Securities Commission: Securities Market Fee Changes To Support Stronger Enforcement And Regulatory Innovation

Date 06/12/2018

The British Columbia Securities Commission (BCSC) is increasing fees to bolster the commission's ability to carry out its mandate to protect investors and oversee an increasingly complex securities marketplace.

UBS To Act As A Spot FX Intermediary For Eligible Counterparties On Cboe FX - Eligible Small And Mid-Size Financial Institutions Can Access More Cboe FX Liquidity

Date 06/12/2018

Cboe FX Markets, a Cboe Global Markets, Inc. (Cboe: CBOE) company and a leading platform for institutional foreign exchange (FX) trading globally, today announced that UBS has agreed to act as a Central Credit Intermediary for eligible counterparties on Cboe FX who might have limited bilateral credit relationships, enabling them to access a wider pool of liquidity.

SEC Investor Advisory Committee To Meet On December 13

Date 06/12/2018

The Securities and Exchange Commission will hold a meeting of its Investor Advisory Committee on Dec. 13, 2018. The meeting will begin at 9 a.m. ET in the Multipurpose Room at SEC Headquarters at 100 F Street NE, Washington, D.C. and is open to the public. The meeting will be webcast live and archived on the committee’s website for later viewing.    

CFTC Wins Judgment Against Commodities Trader For Commodity Pool Fraud, Including Misappropriating Funds

Date 06/12/2018

The Commodity Futures Trading Commission (CFTC) announced today that Defendant Mark R. Slobodnik of Libertyville, Illinois, has been ordered to pay approximately $370,000 in fines in connection with a $1.76 million commodity pool fraud operated under the name Blue Guru, LLC. 

Mizuho Bank London Implements Orchestrade To Enhance Risk Management - Leading Bank Live On Consolidated Trading And Risk Management Platform In Less Than 9 Months

Date 06/12/2018

Orchestrade, a leading provider of trading, risk and operations solutions for capital markets, announced today that Mizuho Bank London has gone live on the Orchestrade system for consolidated risk management across a broad range of asset classes.