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  • EBA Publishes Report On Regulatory Perimeter, Regulatory Status And Authorisation Approaches In Relation To FinTech Activities

    Date 18/07/2019

    The European Banking Authority (EBA) published today the findings of its analysis on the regulatory framework applicable to FinTech firms when accessing the market. The Report illustrates the developments on the regulatory perimeter across the EU, the regulatory status of FinTech firms, and the approaches followed by competent authorities when granting authorisation for banking and payment services.

  • Chairman Tarbert Announces CFTC Executive Leadership Appointments

    Date 18/07/2019

    U.S. Commodity Futures Trading Commission Chairman Heath P. Tarbert announced the following appointments to key executive leadership positions at the CFTC:

    • James M. McDonald will continue to serve as Director of the Division of Enforcement
    • Amir R. Zaidi will continue to serve as Director of the Division of Market Oversight
    • Joshua B. Sterling will serve as Director of the Division of Swap Dealer and Intermediary Oversight
    • Bruce A. Tuckman will continue to serve as Chief Economist and Director of the Office of the Chief Economist
    • Michael C. Short will serve as Director of the Office of External Affairs and Chief Communications Officer
    • Sarah J. Summerville will continue to serve as Director of the Office of Minority and Women Inclusion

  • Società Editoriale Il Fatto Lists On Euronext Growth

    Date 18/07/2019

    Euronext today welcomed Società Editoriale Il Fatto (SEIF), an independent Italian multimedia provider and publisher, to Euronext Growth. SEIF is the second Italian company with a dual listing on Euronext and on the Italian market, this year.

  • SEC Retail Strategy Task Force To Host Roundtable On Combating Elder Investor Fraud

    Date 18/07/2019

    The Securities and Exchange Commission today announced that its Retail Strategy Task Force will host a roundtable on October 3 on combating elder investor fraud. The roundtable will focus on the types of fraudulent and manipulative schemes currently targeting elder investors. The roundtable also will explore views from a broad range of regulators and industry experts on potential steps regulators, broker-dealers, investment advisers, and others can take to identify and combat elder investor fraud.

  • Exchange Data International Wins The Best Securities Reference Data Provider At The 2019 Goodacre UK, Systems In The City Financial Technology Awards

    Date 18/07/2019

    Exchange Data International (EDI), the London-based disruptive financial data provider was awarded ‘Best Securities Reference Data Provider’ by the Goodacre UK Systems, at the prestigious Merchant Taylors’ Hall. 

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