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  • Speech By Loh Boon Chye, Chief Executive Officer, SGX At The Listing Ceremony Of Lendlease Global Commercial REIT

    Date 02/10/2019

    Mr Tony Lombardo, CEO of Lendlease Asia, and Chairman of Lendlease Global Commercial Trust Management;

    Mr Kelvin Chow, CEO, Lendlease Global Commercial Trust Management;

    Distinguished guests, ladies and gentlemen,

    A very good afternoon and warm welcome to all.               

  • CFTC Orders Trader To Pay $160,000 For Making Misrepresentations To Futures Commission Merchants

    Date 02/10/2019

    The U.S. Commodity Futures Trading Commission announced today that it issued an order filing and simultaneously settling charges against Aron Seidenfeld, a New York-based futures trader, for causing material misrepresentations to be made in account opening documents submitted to multiple futures commission merchants (FCMs). The order was entered on Monday, September 30, 2019.

  • New Zealand Financial Markets Authority Bolsters Senior Leadership Team

    Date 02/10/2019

    The Financial Markets Authority (FMA) announced today two senior appointments to its executive team, reporting directly to Chief Executive Rob Everett.

  • CFTC Orders Two Trading Firms, Bank To Pay A Total Of $3 Million For Spoofing

    Date 01/10/2019

    The U.S. Commodity Futures Trading Commission today announced that civil enforcement actions were filed and simultaneously settled against two trading firms and one bank for violating the Commodity Exchange Act’s (CEA) prohibition on spoofing (bidding or offering with the intent to cancel the bid or offer before execution).  These cases were brought in connection with the Division of Enforcement’s Spoofing Task Force.

  • SEC Proposes To Require Proposed NMS Plan Fee Amendments To Follow Public Notice, Comment, And Approval Procedure

    Date 01/10/2019

    The Securities and Exchange Commission today proposed to require an amendment to a national market system plan (NMS plan) that would establish or change a fee or other charge (Proposed Fee Change) to be subject to the standard procedure for NMS plan amendments. The proposal would rescind a rule exception that allows an NMS plan amendment to be effective upon filing if it establishes or changes a fee or other charge. The standard procedure requires publication of the amendment, an opportunity for public comment, and Commission approval by order before the amendment can become effective.

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