FTSE Mondo Visione Exchanges Index:
News Centre
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Hong Kong Securities And Futures Commission Bans Song Baojun For 12 Months
Date 06/11/2019
The Securities and Futures Commission (SFC) has banned Mr Song Baojun, a former relationship manager of The Hongkong and Shanghai Banking Corporation Limited (HSBC), for 12 months from 6 November 2019 to 5 November 2020.
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Moscow Exchange: Risk Parameters Change For The Security RU000A0ZYPG6
Date 06/11/2019
As per the Securities market risk parameters methodology, on 06.11.2019, 10-23 (MSK) the upper bound of the price band and initial margins (up to 18.75 %) for the security RU000A0ZYPG6 were changed. New values are available here
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singlerulebook.com Joins Eagle Lab LawTech Notting Hill
Date 06/11/2019
singlerulebook.com announced today that it is joining the Barclays Eagle Lab Law and Technology incubator in partnership with the Law Society of England and Wales.
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FinTech: A Regulatory Strategy For A Dynamic Industry Keynote Speech At Hong Kong Fintech Week 2019 Mr Ashley Alder Chief Executive Officer, Hong Kong Securities And Futures Commission, 6 November 2019
Date 06/11/2019
At last year’s FinTech Week, I talked about some emerging regulatory views on technology in financial services, especially in relation to blockchain-based crypto assets.
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HKEX 2019 Third Quarter Results
Date 06/11/2019
Financial Highlights
- Revenue and other income rose by 2 per cent compared with YTD Q3 2018, driven by:
- An increase in net investment income, including fair value gains on collective investment schemes and higher interest income, and record revenue and other income from Stock Connect;
- Partly offset by a reduction in trading and clearing fees from lower Cash Market, Derivatives Market and Commodities Market trading volumes
- Operating expenses fell 1 per cent against YTD Q3 2018 due to lower premises expenses as a result of adopting the new accounting standard for leases Excluding such impact, operating expenses increased by 6 per cent, attributable to higher staff and IT costs
- EBITDA was up 3 per cent against YTD Q3 2018, and EBITDA margin was 77 per cent, 1 per cent and 3 per cent higher than YTD Q3 2018 and the full 2018 fiscal year respectively
- Profit attributable to shareholders was 1 per cent lower than YTD Q3 2018, at $7,412 million
- Revenue and other income rose by 2 per cent compared with YTD Q3 2018, driven by:
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ASX Monthly Activity Report - October 2019
Date 06/11/2019
Trading – Cash Markets (including equities, interest rate and warrant trades)
- In October 2019, the average daily number of trades was 19% higher than the pcp. The average daily value traded on-market of $4.5 billion was down 2% on the pcp.
- Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.6% in October, up on the previous month of 0.3%.
- Expected future volatility (as measured by the S&P/ASX 200 VIX) in October was an average of 13.6 (compared to 13.1 in September).
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CFTC Charges Denari Capital, LLC And Its Owners With $8.3 Million Forex Fraud
Date 05/11/2019
The U.S. Commodity Futures Trading Commission today announced the filing of a complaint in the U.S. District Court for the Northern District of California, charging defendants Travis Capson of Utah, Arnab Sarkar of California, and their California-based company, Denari Capital, LLC, with fraudulently soliciting more than $8.3 million from at least 28 participants. The participants’ funds were commingled in a pooled investment scheme that included leveraged or margined off-exchange foreign currency (forex). The complaint also charges defendants with registration violations and charges Capson with making false statements to the National Futures Association (NFA), the industrywide, self-regulatory organization for the U.S. derivatives industry.
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FIA: October 2019 SEF Tracker
Date 05/11/2019
Trading volume on SEFs reached $635.7 billion in average notional value per day during October 2019. This was the lowest monthly total since December 2018 and was due mainly to a decline in the trading of interest rate products. -
CFTC Unanimously Approves Proposed Rule, Acts On 3 Foreign Board Of Trade Registration Applications At November 5 Open Meeting
Date 05/11/2019
At the U.S. Commodity Futures Trading Commission’s open meeting today, the CFTC unanimously approved a proposed rule, approved applications for registration orders for three European exchanges, and held a charter signing ceremony for the agency’s new Veterans Affinity Group.
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Statement On Shareholder Rights, SEC Commissioner Allison Herren Lee, Nov. 5, 2019
Date 05/11/2019
There is a common theme that unites the two proposals before us today: they both would operate to suppress the exercise of shareholder rights.
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