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  • Cappitech Appoints Mark Kelly To Board Of Advisors

    Date 31/10/2019

    Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, is pleased to announce that Mark Kelly  has joined its Board of Advisors. Mr Kelly’s 30 years of financial and regulatory expertise will enhance Cappitech’s ability to offer the financial services sector the most accurate and business-critical product suite and services. Cappitech’s products are focused on both meeting regulatory requirements and utilizing regulatory data for enhanced decision making and the creation of new revenue streams.

  • GoldenSource Announces New Data Connection For ANNA ISINs And LEIs Initiative

    Date 31/10/2019

    GoldenSource has announced a new data connection to support the Association of National Numbering Agencies (ANNA) and Global Legal Entity Identifier Foundation (GLEIF) initiative to link International Securities Identification Numbers (ISINs) and Legal Entity Identifiers (LEIs).

  • Hong Kong Securities And Futures Commission Reprimands And Fines China Rise Securities Asset Management Company Limited $6.3 Million For Regulatory Breaches And Internal Control Failures

    Date 31/10/2019

    The Securities and Futures Commission (SFC) has reprimanded China Rise Securities Asset Management Company Limited (China Rise), formerly known as China Rise Securities Company Limited, and fined it $6.3 million for internal control failures and regulatory breaches related to short selling orders, cross trades and keeping of records.

  • Continuously Attract Foreign Investments In A-Shares Market, Promote Opening-Up Of China's Capital Market: " Shanghai Stock Exchange Global Investors Conference 2019" Successfully Held

    Date 31/10/2019

    Organized by the Shanghai Stock Exchange (SSE) and supported by the Shanghai Municipal Financial Services Bureau, the "SSE Global Investors Conference 2019" was held in Shanghai on October 31. Attending the opening ceremony and delivering speeches were Wu Qing, Member of the Standing Committee of the CPC Shanghai Municipal Committee, Vice Mayor of Shanghai, and Huang Hongyuan, Chairman of the SSE. Also present at the conference and making remarks were the representatives of the China Securities Regulatory Commission (CSRC), the State Administration of Foreign Exchange (SAFE), the National Council for Social Security Fund, the Shanghai Municipal Financial Services Bureau, the Securities Association of China, and the Asset Management Association of China as well as well-known market institutions from home and abroad. The conference also attracted the participation of the investment and trading business chiefs of nearly 300 domestic and overseas professional investment institutions.

  • Achievements In A Decade And Outlook - Operation Of The ChiNext Board In The Past Decade

    Date 31/10/2019

    On 30 October 2019, the ChiNext Board celebrated its 10th birthday. Since its launch, the ChiNext Board has always been adhering to serving innovation-oriented and growth enterprises. After a decade’s development, the ChiNext Board has become an important part of the multi-tiered capital market and has actively made contributions to improving the innovation capital formation mechanism, implementing the innovation-driven development strategy and serving high-quality economic development.

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