News Centre

Shanghai Stock Exchange Releases Detailed Implementation Rules For Shareholders Of Companies Listed On SSE STAR Market To Reduce Shareholding Through Inquiry Transfer And Placement To Specific Institutional Investors

Date 08/07/2020

In order to implement the requirements in the Implementation Opinions on Establishing Science and Technology Innovation Board and Piloting Registration-based IPO System on Shanghai Stock Exchange for formulating the system of reasonable shareholding reduction for the Science and Technology Innovation Board of the Shanghai Stock Exchange (SSE STAR Market), with the approval of the China Securities Regulatory Commission (CSRC), the SSE today released the Detailed Implementation Rules for Shareholders of Companies Listed on SSE STAR Market to Reduce Shareholding through Inquiry Transfer and Placement to Specific Institutional Investors (the Detailed Implementation Rules for short).

Shenzhen Stock Exchange Holds The Founding Meeting Of The First ChiNext Board Listing Committee

Date 08/07/2020

Under the guidance of China Securities Regulatory Commission (CSRC), SZSE completed the organization of the First ChiNext Board Listing Committee strictly following relevant procedures, and announced to the public the lists of members of the Committee. On July 3, SZSE held the Founding Meeting of the First ChiNext Board Listing Committee. Main leadership of the Discipline Inspection and Supervision Office of the CPC Central Commission for Discipline Inspection (CCDI) and the National Commission of Supervision (NCS) of PRC at CSRC, relevant leadership of the Department of Public Offering Supervision of CSRC, members of the ChiNext Board Listing Committee and major leaders of SZSE attended the meeting. The meeting was held in the combined form of on-the-spot and video conferencing in accordance with requirements on regular epidemic containment. At the meeting, SZSE read out the announcement on the appointment of members of the First ChiNext Board Listing Committee, and presented appointment letters to the committee members.

ASX 2020 Full-Year Results - Webcast Details And Key Dates

Date 08/07/2020

ASX is scheduled to announce its financial results for the full-year ended 30 June 2020 on Thursday, 20 August 2020.

China Launches Three Chemical Options On Dalian Commodity Exchange

Date 08/07/2020

The trading of options for three major chemicals, namely polypropylene (PP), polyvinyl chloride (PVC) and linear low-density polyethylene (LLDPE), were launched on the Dalian Commodity Exchange in northeast China's Liaoning Province on Monday.

Financial Stability Oversight Council Meeting

Date 07/07/2020

On Tuesday, July 14, Secretary Steven T. Mnuchin will preside over an executive meeting of the Financial Stability Oversight Council (Council) via telephone.  The preliminary agenda includes an update on market developments related to COVID-19, a discussion of secondary mortgage market liquidity, and an update on Federal Reserve stress tests.

Keynote Speech At The Society For Corporate Governance National Conference, SEC Commissioner Elad L. Roisman, July 7, 2020

Date 07/07/2020

Introduction

Good afternoon, everyone. Thank you, Keir [Gumbs], for the kind introduction, and thank you to the Society for Corporate Governance for the invitation to speak today. I had been looking forward to seeing everyone in Colorado this week but, of course, life for all of us has changed since we made those plans. Given how hectic I presume the last few months have been for you, I want you to know how much I appreciate that you are taking the time to call in and listen to me speak.

FSB: Global In Life And Orderly In Death: Post-Crisis Reforms And The Too-Big-To-Fail Question - FSB Chair Randal K. Quarles

Date 07/07/2020

Speaking at an Exchequer Club event, FSB Chair Randal K. Quarles sets out the conclusions from the evaluation on too-big-to-fail reforms and the FSB's response to the COVID-19 pandemic.

Superintendent Lacewell Announces New York State Department of Financial Services Imposes $150 Million Penalty On Deutsche Bank In Connection With Bank’s Relationship With Jeffrey Epstein And Correspondent Relationships With Danske Estonia And FBME Bank - First Enforcement Action By A Regulator Against A Financial Institution For Dealings With Jeffrey Epstein

Date 07/07/2020

Superintendent of Financial Services Linda A. Lacewell announced today that Deutsche Bank AG, its New York branch, and Deutsche Bank Trust Company America (collectively “Deutsche Bank” or the “Bank”) have agreed to pay $150 million in penalties as part of a Consent Order entered into with the New York State Department of Financial Services (“DFS” or the “Department”) for significant compliance failures in connection with the Bank’s relationship with Jeffrey Epstein and correspondent banking relationships with Danske Bank Estonia (“Danske Estonia”) and FBME Bank (“FBME”).  

Nodal Exchange Achieves New Records In Power, Natural Gas And Environmental Futures

Date 07/07/2020

Nodal Exchange set a new record in power futures open interest in June with 1,052 TWh of power futures open interest.  Nodal Exchange has the majority of power futures open interest in the United States including a record 59% in the PJM market.

NYSE Leads In IPO Proceeds For First Half Of 2020 As New SPAC Listings Surge - Continues To Provide Access To Capital During Global Health Crisis - Exchange Executes 10 Of The 15 Largest U.S. IPOs From January Through June

Date 07/07/2020

The New York Stock Exchange (NYSE), a wholly-owned subsidiary of Intercontinental Exchange (NYSE: ICE), ranked as the leader in U.S. IPO proceeds for the first half of 2020, raising $19.0 billion in new offerings, including a surge of SPAC listings that are increasingly being chosen as an alternative path to the public markets. The NYSE executed 10 of the 15 largest IPOs during the period, including the recent debuts of Albertsons (NYSE: ACI) and Dun & Bradstreet Holdings (NYSE: DNB) on the public markets.