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CME's Chris Dingley Joins singlerulebook.com

Date 03/04/2020

singlerulebook.com today announced the appointment of Chris Dingley as Head of Sales, effective immediately.
Monetary Authority Of Singapore: Financial Services Remain Open And Available

Date 03/04/2020

The Monetary Authority of Singapore (MAS) affirmed that financial services will remain open and available to all customers and counterparties in Singapore and globally. All financial markets in Singapore remain open, and payment services are unaffected. Financial services is one of the essential services exempted from the suspension of activities at workplace premises under the elevated safe distancing measures announced by the Ministry of Health (MOH) today.
Hong Kong Securities And Futures Commission Issues Restriction Notice To Agg. Asset Management Limited

Date 03/04/2020

The Securities and Futures Commission (SFC) has issued a restriction notice to Agg. Asset Management Limited (Agg) because of doubts over Agg’s reliability, integrity, and ability to carry on regulated activities competently, honestly and fairly, and hence, its fitness and properness to remain licensed.
Updated: New Zealand Financial Markets Authority Further Extends Deadline For Financial Reporting

Date 03/04/2020

The FMA has updated its note from 19th March on financial reporting relief.
Tokyo Stock Exchange To Launch Investor Transcript Service

Date 03/04/2020

SCRIPTS Asia Inc. ("SCRIPTS Asia", CEO: Erik Abbott), the leading provider of investor event coverage for Asia Pacific, and Tokyo Stock Exchange, Inc. ("TSE", President & CEO: Koichiro Miyahara), have concluded TSE's PoCprogram (*1) utilizing TSE's platform for delivery of listed company event transcripts to institutional investors (*2). As demonstrated through the PoC program, event transcripts and translations provided by SCRIPTS Asia contribute to reducing the information gap for both domestic and overseas investors, while also improving the efficiency of information availability at securities firms. As such, TSE will launch a new service from June 2020 to provide SCRIPTS Asia content. Additionally, TSE will coordinate with listed companies in Japan who are interested in having their investors events covered by SCRIPTS Asia.

Japan Financial Services Agency: BG2C Put Off Further To Be Rescheduled After Covid-19 Subsides

Date 03/04/2020

The Financial Services Agency, Japan and Nikkei Inc. have decided to further postpone the physical conference sessions of Blockchain Global Governance Conference (BG2C) and FIN/SUM Blockchain & Business (FIN/SUM BB) due to the current overspreading of novel coronavirus [Covid-19]. The event was scheduled for April 21-22.
NZX Extends Financial Reporting Class Relief

Date 03/04/2020

NZX Regulation today announced an extension to the class relief granted on 19 March 2020, in relation to financial reporting timeframes.
ASIC: COVID-19 Information

Date 03/04/2020

In coordination with the Council of Financial Regulators (CFR), ASIC is focusing its regulatory efforts on challenges created by the COVID-19 pandemic.
Shenzhen Stock Exchange Invites Bids For Underwriting The First CDB Discount Bond Of The Exchange To Ensure The Smooth Issuance Of Rate Securities During The Pandemic Prevention And Control

Date 03/04/2020

On April 1, China Development Bank (CDB) successfully issued the 2020 Discount Bonds (1st Tranche) through the financial bond issuing system of SZSE. It was the first attempt of CDB to issue discount bonds on the exchange market, which will further improve the product structure in the exchange bond market.
ASIC: COVID-19 Information For Financial Advisers And Advice Licensees

Date 03/04/2020

This page contains answers to frequently asked questions about issues impacting the financial advice industry as a result of the COVID-19 pandemic. We encourage you to visit this page regularly to stay up to date.