FTSE Mondo Visione Exchanges Index:
News Centre
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CFTC Commitments Of Traders Update
Date 23/10/2020
The current reports for the week of October 20, 2020 are now available.
See previous weeks in Historical Commitments of Traders Reports.
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Nigerian Stock Exchange Weekly Market Report For October 23rd 2020
Date 23/10/2020
A total turnover of 1.505 billion shares worth N19.668 billion in 20,552 deals were traded this week by investors on the floor of the Exchange, in contrast to a total of 1.955 billion shares valued at N22.978 billion that exchanged hands last week in 22,844 deals.
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Statement Regarding Tradenet Capital Markets Ltd., SEC Commissioner Hester M. Peirce, Oct. 23, 2020
Date 23/10/2020
I supported today’s Commission action against Tradenet Capital Markets Ltd., though not without reservations. Tradenet provided its customers “Day Trader Education Packages” that included a simulated “funded account” in which they could “trade” securities. The participants received a portion of the upside, and their downside was capped as their accounts were closed if they fell below predetermined thresholds. Some purchasers of these packages appear to have voluntarily purchased successive packages, and participants appear to have transacted with Tradenet voluntarily and with clear information about the terms of the deal. While Tradenet’s product offering had an educational component, it was primarily about the simulated “funded account,” which could not have been offered to U.S. retail investors under our existing rules
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Nadex Refrains From Listing Certain Contracts
Date 23/10/2020
Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions:
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No EUR/JPY, GBP/JPY, GBP/USD or USD/CAD 5-Minute contracts were listed for the 6:05pm or 6:10pm ET expiration times on trade date October 19, 2020.
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CFTC-SEC Joint Meeting, SEC Commissioner Hester M. Peirce, Oct. 22, 2020
Date 23/10/2020
Introduction
It is such a pleasure to be participating in a joint meeting with our colleagues at the CFTC this morning. Thank you, Commissioner Quintenz, for your kind comments. One of the highlights of my time at the SEC has been working with you and the staffs of both Commissions on issues related to Title VII. It is not the scintillating subject matter that has made that experience so fulfilling, but the shared commitment to preserving and strengthening our capital markets. The cooperative efforts are an important milestone in a relationship that has not been without tensions over the years. From our first interaction, Commissioner Quintenz has exhibited a practical, collaborative approach and a cheerful persistence in tackling difficult questions. I credit Chairmen Clayton, Giancarlo, and Tarbert for giving us the room to work together and setting a cooperative tone from the top. Continued commitment will be important as our agencies work through differences and toward our common objectives in the many areas in which we have shared interests. We always will be stronger working together than going our separate ways. That is exactly what we are doing today with this joint meeting.
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US Federal Agencies Invite Comment On Proposed Rule Under Bank Secrecy Act
Date 23/10/2020
The Financial Crimes Enforcement Network (FinCEN) and the Federal Reserve Board today invited comment on a proposed rule that would amend the recordkeeping and travel rule regulations under the Bank Secrecy Act. FinCEN and the Board, pursuant to their shared authority, are proposing amendments to the recordkeeping rule jointly, while FinCEN, pursuant to its sole authority, is proposing amendments to the travel rule.
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SEC Charges Day-Trading Education Firm For Unregistered Security-Based Swap Transactions
Date 23/10/2020
The Securities and Exchange Commission today charged Israeli company Tradenet Capital Markets Ltd. for offering and selling security-based swaps to over 5,000 retail investors without registration and for failing to transact its swaps on a registered national exchange.
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LabCFTC Opens Registration For Final “Empower Innovation 2020” Event On November 17 - Agenda Features “Tech Talks,” Discussions About The “Future of Digital Finance” And CFTC’s Science Prize Competition Winner Announcement
Date 23/10/2020
The Commodity Futures Trading Commission today opened registration and released the agenda for LabCFTC’s third and final Empower Innovation 2020 session, “The Future of Digital Finance.” This interactive virtual series was developed to facilitate a dialogue on cutting-edge fintech innovation among innovators, regulators, market participants, and the public. [See CFTC Press Release No. 8198-20]
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ESMA Consults On CCP Supervisory Reviews And Evaluation Processes
Date 23/10/2020
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has launched today a consultation on guidelines addressing the consistency of supervisory reviews and evaluation processes of CCPs under Article 21 of EMIR.
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Moscow Exchange: Risk Parameters For New Shares
Date 23/10/2020
New shares will be accepted to margin trading starting from November 2, 2020. From this date on, risk parameters will be applied according to the table below.
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