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Hong Kong Securities And Futures Commission Bans Former Responsible Officer Of Guosen Securities (HK) Brokerage Company, Limited For 12 Months

Date 23/06/2020

The Securities and Futures Commission (SFC) has prohibited Ms Joanna Chu Lai Wa, former responsible officer (RO), director and head of dealing of Guosen Securities (HK) Brokerage Company, Limited (Guosen) from re-entering the industry for 12 months from 23 June 2020 to 22 June 2021.
Raiffeisenbank And Slavneft Begin Cooperation Via NSD’s Transit 2.0 Platform

Date 23/06/2020

Raiffeisenbank and Slavneft, Russia’s oil and gas company, have begun cooperation using the Transit 2.0 financial message exchange platform run by National Settlement Depository (NSD).
Exberry Launches Multi-Asset Class Exchange Infrastructure - Following The Appointment Of Magnus Almqvist As Head Of Exchange Development

Date 23/06/2020

Exberry has today launched its multi-asset class exchange infrastructure designed to enable traditional, alternative and digital asset exchanges to launch, pivot and scale.
Covid-19 Increases Demand For Competition In Derivatives - Acuiti Study Into Changing Attitudes Finds Increased Demand For Exchange Competition And Margin Efficiencies

Date 23/06/2020

Demand for greater competition between derivatives exchanges has been strengthened by the Covid-19 crisis, a whitepaper by Acuiti has found.
SIX Swiss Exchange - New: Risk-Based Audit Of Participants

Date 23/06/2020

All participants of SIX Swiss Exchange AG were previously required to submit an annual audit report to SIX Exchange Regulation AG (“SER”) regarding compliance with certain provisions contained in regulations of SIX Swiss Exchange AG in particular with regard to market conduct rules . SER is now reforming this requirement within the new framework of a risk- based approach.

Shenzhen Stock Exchange Market Bulletin - June 22, 2020 (Issue 18)

Date 23/06/2020

To have a better understanding of SZSE-listed companies’ investor relations management, SZSE recently conducted a survey for the first time. The survey was carried out from several aspects, including fundamental institution, resource allocation, working methods and suggestions. A total of 2,206 questionnaires were received, covering all SZSE-listed companies.
New Zealand Financial Markets Authority Files Proceedings Against CLSAP NZ (Formerly KVB Kunlun) For Alleged Anti-Money Laundering Breaches

Date 23/06/2020

The Financial Markets Authority (FMA) has filed civil High Court proceedings against CLSA Premium New Zealand Limited (CLSAP NZ) for alleged breaches of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act.
ASIC Reports On Decisions To Cut Red Tape – October 2019 To March 2020

Date 23/06/2020

ASIC has helped the law work better for business by granting over 600 applications for relief between 1 October 2019 and 31 March 2020.
U.S. Department Of Justice - Changes In Latitudes, Changes In Attitudes: Enforcement Cooperation In Financial Markets, Washington, DC, Monday, June 22, 2020

Date 22/06/2020

Good afternoon. Thank you for hosting this discussion today. I’m pleased that we were able to reschedule this event, which was originally scheduled for April and at MIT, and that we now have the opportunity to engage in this important conversation. I am even more pleased to be joined today by my esteemed friends at the SEC, Chairman Jay Clayton and Director of the Division of Trading and Markets, Brett Redfearn.
CME Group And B3 To Jointly Develop New Soybean Futures Contracts Connecting Global Participants To Brazilian Agricultural Markets

Date 22/06/2020

CME Group, the world's leading and most diverse derivatives marketplace, and B3 S.A., one of the world's largest financial market infrastructure companies, announced an agreement to jointly develop risk management products for both Brazilian domestic and global market participants. Under the terms of the agreement, CME Group and B3 will work together to launch futures on Brazilian soybeans in Q3 2020, pending regulatory approvals.