FTSE Mondo Visione Exchanges Index: 99,809.16 -203.95
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Statement Of CFTC Chairman Heath P. Tarbert In Support Of Final Rules On Swap Data Reporting
Date 17/09/2020
I am pleased to support today’s final swap data reporting rules under Parts 43, 45, and 49 of the CFTC’s regulations, which are foundational to effective oversight of the derivatives markets. As I noted when these rules were proposed in February, “[d]ata is the lifeblood of our markets.” Little did I know just how timely that statement would prove to be.
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SEC Awards Almost $250,000 To Joint Whistleblowers
Date 17/09/2020
The Securities and Exchange Commission today announced an award of nearly $250,000 to joint whistleblowers whose tip caused the opening of an investigation that resulted in a successful enforcement action. The whistleblowers raised concerns internally before reporting the concerns to the Commission.
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Canadian Securities Regulators Propose Changes To The Offering Memorandum Prospectus Exemption
Date 17/09/2020
The Canadian Securities Administrators (CSA) today published for comment proposed changes to the offering memorandum prospectus exemption. The changes are reflected in proposed amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106), as well as proposed changes to Companion Policy 45-106CP Prospectus Exemptions.
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Statement Of CFTC Commissioner Dan M. Berkovitz Regarding Amendments To The Swap Data Reporting Rules
Date 17/09/2020
Introduction
I support today’s final rules amending the swap data reporting requirements in parts 43, 45, 46, and 49 of the Commission’s rules (the “Reporting Rules”). The amended rules provide major improvements to the Commission’s swap data reporting requirements. They will increase the transparency of the swap markets, enhance the usability of the data, streamline the data collection process, and better align the Commission’s reporting requirements with international standards.
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BOX Exchange Price Protections For Complex Orders – Date Change
Date 17/09/2020
BOX Exchange LLC (“BOX” or the “Exchange”) recently distributed IC-2020-22 which detailed new price protections for Complex Limit Orders executed on BOX.
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Supporting Statement Of CFTC Commissioner Brian D. Quintenz Regarding Final Rules Amending The Real-Time Reporting Requirements (Part 43)
Date 17/09/2020
The Commodity Exchange Act (CEA) specifically directs the Commission to ensure that real-time public reporting requirements for swap transactions (i) do not identify the participants; (ii) specify the criteria for what constitutes a block trade and the appropriate time delay for reporting such block trades, and (iii) take into account whether public disclosure will materially reduce market liquidity.[1] The Commission has long recognized the intrinsic tension between the policy goals of enhanced transparency versus market liquidity. In fact, in 2013, the Commission noted that the optimal point in this interplay between enhanced swap transaction transparency and the potential that, in certain circumstances, this enhanced transparency could reduce market liquidity “defies precision.”[2] I agree with the Commission that the ideal balance between transparency and liquidity is difficult to ascertain and necessarily requires not only robust data but also the exercise of reasoned judgement, particularly in the swaps marketplace with a finite number of institutional investors trading hundreds of thousands of products, often by appointment.
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Moscow Exchange: Final Settlement Prices Determined For September MOEX Index Futures
Date 17/09/2020
Final settlement prices determined for September MOEX index futures
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Statement Of CFTC Chairman Heath P. Tarbert In Support Of Final Rule On Alternative Compliance For Non-U.S. Clearinghouses
Date 17/09/2020
Nations have borders, but markets rarely do. That is certainly the case with the global derivatives markets.
For more than a century, U.S. derivatives markets have provided hedging and price discovery opportunities not only for Americans but also to individuals and businesses from abroad. In the 21st century, these markets involve participants domiciled in the Americas, Europe, Asia and elsewhere each and every day. And the clearinghouses that provide the credit risk management services for our exchanges have members and ultimate customers from around the world. The same is true for clearinghouses based in, for example, Europe. So the question that has naturally arisen is how the home regulator of the clearinghouse-which in the United States we refer to as a derivatives clearing organization (DCO)-should work with regulators in home jurisdictions of the DCO's members and customers.
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SEC Charges Former CEO Of Technology Company With Raising $123 Million In Fraudulent Offerings
Date 17/09/2020
The Securities and Exchange Commission today filed an emergency action against Adam Rogas, the former CEO of Las-Vegas-based NS8 Inc., which purports to provide fraud detection and prevention software to e-commerce merchants, seeking an asset freeze and charging Rogas with defrauding investors by falsely claiming millions of dollars in revenue.
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The Updated Coefficients For Moscow Exchange Indices To Come Into Force
Date 17/09/2020
The following coefficients for Moscow Exchange indices come into force from September 18, 2020:
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