Mondo Visione Worldwide Financial Markets Intelligence

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  • Moscow Exchange: Risk Parameters Change For The Securities

    Date 03/08/2021

    The following risk parameters will be changed:

    TickerIR risk (downward scenario) - SECΔ_1 (Y0/Y1)New value effective for
    Current valueNew value
    BKR-RM 35% 77% 06.08.2021 - 10.08.2021
    CF-RM 35% 77% 12.08.2021 - 16.08.2021
    HON-RM 35% 77% 11.08.2021 - 13.08.2021
    MPC-RM 35% 77% 16.08.2021 - 18.08.2021
    MRO-RM 35% 77% 16.08.2021 - 18.08.2021
    PCAR-RM 35% 77% 16.08.2021 - 18.08.2021
    PSX-RM 35% 77% 16.08.2021 - 18.08.2021
    SMLT 35% 77% 05.08.2021 - 09.08.2021
    TGT-RM 35% 77% 16.08.2021 - 18.08.2021
    XOM-RM 35% 77% 11.08.2021 - 13.08.2021

     

  • Hong Kong Securities And Futures Commission Reprimands And Fines UBS AG And UBS Securities Asia Limited $11.55 Million For Regulatory Breaches

    Date 03/08/2021

    The Securities and Futures Commission (SFC) has reprimanded and fined UBS AG and UBS Securities Asia Limited (UBSSAL) (collectively, UBS) $9.8 million and $1.75 million respectively over various regulatory breaches.

  • EPA Publishes Response To FCA CP21/13 A New Consumer Duty, Raising Extra Burden Concerns For Firms

    Date 03/08/2021

    • The EPA’s response supports focus on consumer protection but fears extra costs and another layer of administration for firms will exclude smaller players, creating an extra barrier to market entry while harming broader competition.
    • The EPA urges the FCA to consider excluding all payment that are not retail consumer-facing

  • Bursa Malaysia Seeks Public Feedback On Proposals Relating To The ACE Market One-Stop Centre

    Date 03/08/2021

    Bursa Malaysia Berhad (“Bursa Malaysia” or the “Exchange”) today issued a consultation paper seeking public feedback on the proposed amendments to the ACE Market Listing Requirements which aims to facilitate the Exchange as the one-stop centre for all approvals in relation to ACE Market initial public offerings (“IPOs”) and prospectus registration.

  • Shenzhen Stock Exchange Launches The CNI Xiangmi Lake Green Finance Index

    Date 03/08/2021

    SZSE’s wholly-owned subsidiary Shenzhen Securities Information Co., Ltd. and the People’s Government of Futian District, Shenzhen jointly launched the CNI Xiangmi Lake Green Finance Index (Abbreviation: Green Finance. Code: 980052) on August 2. As the first stock index in China that reflects the development of the green finance industry, it further shows the operating characteristics of listed companies in the green finance industry, facilitates Shenzhen, as a forerunner, to practice the concept of green development and build a green financial system, and assists in achieving the strategic goals of peak carbon emissions and carbon neutrality. SZSE’s President & CEO Sha Yan attended the launch ceremony.