News Centre

Moscow Exchange: Risk Parameters Change For The Security INTC-RM

Date 23/10/2020

As per the Securities market risk parameters methodology, on 23.10.2020, 10-15 (MSK) the lower bound of the price band (up to 3671) and initial margins (up to 17.5 %) for the security INTC-RM were changed. New values are available here

SIX Exchange Regulation: Fine Against The Native SA

Date 23/10/2020

In a decision dated 18 September 2020, the Sanctions Commission of SIX Group AG has imposed a fine of CHF 40,000 on The Native SA for breaching Swiss GAAP FER accounting standards.

Securities Commission Malaysia’s Virtual InvestSmart® Fest 2020 Aims To Elevate Investment Literacy And Heighten Awareness On Scams

Date 23/10/2020

The Securities Commission Malaysia (SC) is holding its annual flagship investor education event, InvestSmart® Fest, from 23 to 25 October 2020. This is the seventh instalment of the InvestSmart® Fest and for the first time, held virtually.

Circular On The Release Of Market-Making Management Rules Of Shanghai Futures Exchange

Date 23/10/2020

Market-Making Management Rules of Shanghai Futures Exchange have been accepted by the Shanghai Futures Exchange Board of Directors and reported to the China Securities Regulatory Commission.

HKEX Welcomes First Hong Kong/Mainland ETF Cross-Listing

Date 23/10/2020

• First listings of ETFs in Hong Kong and Shenzhen under a new ETF Cross-listing Scheme
• Signing of MOU between HKEX and SZSE to promote the Scheme
• Hong Kong-listed ETF AUM grew to over $300 billion, as at 30 September 2020

AGC, CAD And MAS Take Action Against Goldman Sachs (Singapore) Pte. On 1MDB Bond Offerings - Joint Statement By Attorney-General’s Chambers, Singapore (AGC), Commercial Affairs Department, Singapore Police Force (CAD), Monetary Authority Of Singapore (MAS)

Date 23/10/2020

The Goldman Sachs Group Inc (“GSG”) has entered into a Deferred Prosecution Agreement (“DPA”) with the Department of Justice of the United States of America. The DPA provides for a global resolution, led by the US Department of Justice and discussed with, inter alia, Singapore, of GSG’s role in bond offerings related to 1Malaysia Development Berhad (“1MDB”). As part of the DPA, GSG and its affiliates will pay approximately US$2.3 billion to the US authorities. Goldman Sachs Singapore Pte (“GSSP”) will pay US$122 million to the Singapore Government for its role in the 1MDB bond offerings.

Statement By ASIC Regarding Relocation Payments Made To The Chair, James Shipton And Deputy Chair, Daniel Crennan QC - Statement By James Shipton, ASIC Chair, At The House Of Representatives Standing Committee On Economics, Parliament House, 23 October 2020

Date 23/10/2020

The ASIC 2019-20 Annual Report was tabled in Parliament earlier today.

Monetary Authority of Singapore Bans Kevin Michael Swampillai For Life

Date 23/10/2020

The Monetary Authority of Singapore (MAS) has issued lifetime Prohibition Orders (POs) against Mr Kevin Michael Swampillai, a former representative and Head of the Wealth Management Services Department of BSI Bank Limited, Singapore Branch (BSIS) . These POs were issued at the conclusion of an investigation conducted by the MAS and took effect on 22 October 2020.  

ASIC Annual Report 2019-2020

Date 23/10/2020

ASIC’s Annual Report for the 2019-20 financial year has been tabled today in the Australian Parliament. 

Shenzhen Stock Exchange To Take On The Responsibility As A Trailblazer In The Capital Market And To Promote The High-Level Circulation Of Technology, Capital And The Real Economy - Wang Jianjun, Chairman Of Shenzhen Stock Exchange, Attended The Seventh Western China Hi-Tech Industry And Financial Capital Forum

Date 23/10/2020

From October 20 to 21, the Seventh Western China Hi-tech Industry and Financial Capital Forum was held in Chengdu by the Central Committee of the China National Democratic Construction Association, the Ministry of Science and Technology of the People’s Republic of China, the People’s Government of Sichuan Province and Shenzhen Stock Exchange (SZSE). The topic of the forum for the year is “Integrating Technology and Financial Innovation to Promote High-quality Economic Development”. SZSE has co-hosted this technology and finance connection event seven times running. After years of efforts by all parties, the forum has become an important platform for promoting the connection of industry and finance and promoting technological innovation, and has played an important role in supporting economic transformation and upgrading and in boosting high-quality development. Wang Jianjun, Secretary of the Party Committee and Chairman of SZSE, attended the opening ceremony and delivered a speech.