News Centre

DMA Enhances Compliance Control With SteelEye - Implementing SteelEye For MiFIR Reporting, Trade Surveillance And Best Execution

Date 17/11/2020

SteelEye, the compliance technology and data analytics firm, has been selected by authorised Financial Services Provider, SCM DMA (Pty) Ltd. 

Moscow Exchange: Risk Parameters Change For The Security TSLA-RM

Date 17/11/2020

As per the Securities market risk parameters methodology, on 17.11.2020, 12-03 (MSK) the upper bound of the price band (up to 36996) and initial margins (up to 28.75 %) for the security TSLA-RM were changed. New values are available here

Ziglu Celebrates Mastercard Debit Card Launch With Christmas Charity Campaign

Date 17/11/2020

Ziglu celebrates its Mastercard debit card launch by donating the price of a meal1 to Fareshare every time a customer uses their card for their supermarket shop online and in store, regardless of the size of the transaction until the end of the year. 

INE Has Released Its Announcement On Requesting Public Comments On Correlation Rules Of Taking Delivery Of Low-Sulfur Fuel Oil Futures Overseas Of The Shanghai International Energy Exchange

Date 17/11/2020

INE has released its Announcement on Requesting Public Comments on Correlation Rules of Taking Delivery of Low-Sulfur Fuel Oil Futures Overseas of the Shanghai International Energy Exchange as follows:

In accordance with the Regulations on the Administration of Futures Trading, the Measures on the Administration of Futures Exchange and other relevant laws and regulations, Shanghai International Energy Exchange (hereinafter referred to as “INE”) is planning to revise its Delivery Rules, and has drafted Group Delivery Management Rules, Guidelines Take-Delivery of Low Sulfur Fuel Oil Futures overseas and requests public comments on these rules.

Shenzhen Stock Exchange Holds The “2020 Northeast Service Week” To Improve The Quality Of Listed Companies And Empower Revitalization Of The Northeast

Date 17/11/2020

From November 9 to 13, SZSE, together with the Local Financial Supervision and Administrations of Liaoning (Dalian), Jilin and Heilongjiang and the Liaoning, Jilin and Heilongjiang branches of China Securities Regulatory Commission (CSRC), conscientiously implemented the national strategy of revitalizing the northeast through financial services by jointly holding the 2020 Northeast Service Week themed with “Capital Market Empowers Revitalization of the Northeast”, in a bid to improve the quality of listed companies from the source and give better play to the role of the capital market in serving the real economy.

Lu International Partners With KASIKORNBANK To :aunch FinVest For Retail Investors In Thailand

Date 17/11/2020

Lu International (Singapore) Financial Asset Exchange Pte. Ltd. ("Lu International"), a subsidiary of China's leading technology-empowered personal financial services platform Lufax Holding, and KASIKORNBANK, leader in digital banking and one of Thailand's largest banks, announced today the launch of FinVest, an online wealth management platform. The new digital investment platform is aimed to help retail investors in Thailand gain access to a full spectrum of onshore and offshore investment products at a low minimum investment amount through the extensive network and relationships brought by Lu International, and the local expertise offered by KASIKORNBANK.

VTB Capital Becomes A Trading Member Of AIX

Date 17/11/2020

Astana International Exchange ("AIX", "Exchange") is pleased to announce that the leading Russian international investment bank VTB Capital has become a trading member of AIX. This further expands AIX distribution network to international and Russian investors.

Asia-Pacific Deal Volume In October Above Q1 And Q2 Monthly Average But Below Q3, Finds GlobalData

Date 17/11/2020

The COVID-19 pandemic, US-China trade war and broader economic uncertainty, which had already slowed organic growth, continue to affect the deal landscape of the Asia-Pacific (APAC) region too. Against this backdrop, even though deal activities began to pick up speed in October 2020 they remained below the third quarter (Q3) monthly average levels, reveals GlobalData, a leading data and analytics company.

U.S. Chamber Statement On The Regional Comprehensive Partnership Agreement (RCEP) - Brilliant: “The U.S. Risks Being Left Behind As Economic Integration Accelerates Across The Vital Asia-Pacific Region.”

Date 17/11/2020

U.S. Chamber Executive Vice President and Head of International Affairs Myron Brilliant issued the following statement today regarding the recently signed Regional Comprehensive Partnership Agreement (RCEP):

“The U.S. Chamber welcomes the trade-liberalizing benefits of the newly signed Regional Comprehensive Partnership Agreement but is concerned that the United States is being left behind as economic integration accelerates across the vital Asia-Pacific region. While U.S. exports to the Asia-Pacific market have steadily increased in recent decades, our market share has been shrinking in relative terms."

Statement On Recent Enforcement Matters Involving “VIX-Related” And Other Complex Exchange Traded Products (ETPs) From The SEC Office Of Compliance Inspections And Examinations

Date 16/11/2020

It is critically important for registered investment advisers and broker-dealers to implement robust and effective policies and procedures reasonably designed to prevent violations of the federal securities laws, which includes ensuring that their financial professionals understand the risks and purposes of the products they advise on and/or recommend to firm clients and customers.  Moreover, firms must ensure that their financial professionals, including independent contractors acting on their behalf, actually follow in practice those firm policies and procedures.