News Centre

Monetary Authority Of Singapore Imposes Composition Penalty Of $375,000 On UOB Kay Hian Private Limited For Business Conduct And AML/CFT Failures

Date 31/08/2022

The Monetary Authority of Singapore (MAS) has imposed a composition penalty of $375,000 on UOB Kay Hian Private Limited (UOBKH) for its failures to comply with business conduct requirements under the Securities and Futures (Licensing and Conduct of Business) Regulations (SFR) and anti-money laundering and countering the financing of terrorism (AML/CFT) requirements under MAS Notice SFA04-N02. These failures were identified during an inspection by MAS. UOBKH has paid the penalty in full.

Achieving Positive Growth In Business Performance, Shanghai Stock Exchange Main Board Companies Complete Disclosure Of 2022 Semi-Annual Report

Date 31/08/2022

As of August 31, 2022, 1,663 listed companies on the Shanghai Stock Exchange (SSE) main board completed the disclosure of their 2022 semi-annual reports. Overall, in the face of the impact of unexpected factors such as the complex and volatile international situation and the domestic pandemic in the first half of the year, the companies on SSE main board demonstrated strong resilience in development, supported by the country's policy package for stabilizing economy, bolstering the sustained recovery of the national economy.

Hong Kong Securities And Futures Commission’s Review Shows Increasing Popularity Of Online Investment Services

Date 31/08/2022

The Securities and Futures Commission (SFC) today released the observations and findings from its review of licensed firms providing online brokerage, distribution and advisory services. It also reminded firms of the regulatory standards applicable to them when providing these services.

Nasdaq Stockholm Welcomes Alleima AB To The Nasdaq Main Market

Date 31/08/2022

Nasdaq (Nasdaq: NDAQ) announces that trading in Alleima AB’s shares (short name ALLEI) commences today on the Nasdaq Stockholm Main Market. The company belongs to the Industrials sector and is the 56th company to be admitted to trading on Nasdaq’s Nordic markets* in 2022.

Revised Lists Of The Moscow Exchange Indices Announced

Date 31/08/2022

Today Moscow Exchange announced the results of the quarterly review for MOEX indices. All changes were made upon recommendations from the Index Committee and will be implemented from 16 September 2022. The Exchange has also set free floats for several companies.

Shenzhen Stock Exchange Holds The Investor Education Campaign Themed With "Making Vigorous Endeavors To Promote Investor Education In The New Era" In Shandong

Date 31/08/2022

SZSE recently held the investor education campaign themed with “Making Vigorous Endeavors to Promote Investor Education in the New Era” in Shandong. SZSE, together with CSRC Qingdao Office, member units, fund companies and listed companies and in cooperation with banking institutions such as China Construction Bank (CCB) Shandong Branch for the first time, carried out various activities including Investor Education Lectures, Fund Companies’ Open House Program for Investors, Listed Companies’ Open House Program for Investors, etc. At those activities, SZSE presented an overview of the Shenzhen fund market and its featured products and actively transmitted the concept of scientific wealth management to nurture a rational, mature investment culture with partners. 

Japan Financial Services Agency: Public Consultation On Partial Amendment For Regulatory Notice Specifying The Documents Based On Article 2 (1) Of The Cabinet Office Order On Financial Instruments Business, etc.

Date 31/08/2022

The Financial Services Agency (“FSA”) has now launched a public consultation on Partial Amendment for Regulatory Notice Specifying the Documents Based on Article 2 (1) of the Cabinet Office Order on Financial Instruments Business, etc.

MNI Indicators: MNI China Liquidity Index™ – Rises To 53.1 In August

Date 31/08/2022

Key Points – August Report

Liquidity conditions across China’s interbank markets tightened in August, the latest MNI Liquidity Condition Index shows.

New Zealand Financial Markets Authority Makes Permanent Stop Order To Wisdom House Investment Partners Limited And Yuen Pok Loo

Date 31/08/2022

The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has made a permanent stop order that applies to Wisdom House Investment Partners Limited and Yuen Pok (Paul) Loo after they engaged in misleading and dishonest conduct.

Shanghai Stock Exchange: Relying On Scientific And Technological Innovation To Enhance Development Resilience And Vitality, STAR Market Companies Complete Disclosure Of 2022 Semi-Annual Report

Date 31/08/2022

As of August 31, 2022, all 459 companies on the Science and Technology Innovation Board (STAR Market) have disclosed the information on their main business performance for the first half of 2022 through semi-annual reports, listing announcements and other means. Both operating revenue and net profit achieved rapid growth, showing strong development resilience and vitality. As the "front-runner" of scientific and technological innovation, STAR Market companies implemented the innovation-driven development strategy in the first half of the year, continuously increased investment in R&D, orderly promoted investment projects financed by raised funds, and accelerated development with the help of the innovation system. By fighting against the pandemic, seeking innovation, stabilizing chain and increasing potential, STAR Market companies showed a good momentum of steady development in relying on scientific and technological innovation.