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  • Fluency's CBDC Technology Meets All Key ECB Foundation Design Aspects For A Digital Euro

    Date 30/09/2022

    The European Central Bank released on 29th September 2022, their latest progress report on the investigation phase of their digital euro project and elaborates on foundational design features approved by the Governing Council. 

  • CFTC Orders Swap Execution Facility To Pay $1.9 Million For Swap Reporting And Core Principle Violations

    Date 30/09/2022

    The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against BGC Derivative Markets, L.P. (BGCD), a swap execution facility (SEF), for failing to report or accurately report thousands of swap transactions to the CFTC, a swap data repository (SDR), or the public; failing to timely correct reporting errors; and violating SEF Core Principles. 

  • SEC Charges Eight In Scheme To Fraudulently Promote Securities Offerings

    Date 30/09/2022

    The Securities and Exchange Commission today announced charges against six individuals and two companies for their involvement in a fraudulent scheme to promote the securities of issuers that were conducting (or purporting to conduct) offerings pursuant to Regulation A, which, if certain conditions are met, provides an exemption to the Securities Act’s registration provisions. All but two of the parties have agreed to settle the SEC charges. 

  • CFTC Commitments Of Traders Reports Update

    Date 30/09/2022

    The current reports for the week of September 27, 2022 are now available.

  • ISDA derivatiViews: Efficiency Through Reporting Best Practice

    Date 30/09/2022

    During the recent era of regulatory change, a lack of consistency in the way rules were drafted and implemented has been one of the biggest challenges for market participants and regulators. Nowhere is this more evident than in trade reporting requirements for over-the-counter (OTC) derivatives, which were put in place to enhance market transparency. The lack of consistency in what is reported means this objective has not been fully achieved – but with forthcoming rule changes and a new digital approach to reporting, real transparency is finally within reach.