News Centre

PIMFA Welcomes UK Financial Conduct Authority Proposals For A Simplified Advice Regime

Date 30/11/2022

PIMFA, the trade association for wealth management, investment services and the personal investment and financial advice industry, has welcomed the Financial Conduct Authority’s (FCA) proposals for a simplified advice regime to encourage more consumers to seek financial advice and reduce the cost burden of advice for relatively simple financial decisions.

IOSCO Identifies Sound Education Practices For Securities Regulators To Consider In A Crisis Situation To Support Investor Protection

Date 30/11/2022

IOSCO today published a report on Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic, which found that the pandemic did not hinder investor education efforts. In fact, many regulators continued, expanded and/or adapted their investor education activities to support investor protection throughout the pandemic.

Decision By The Nasdaq Stockholm Disciplinary Committee Regarding Trelleborg AB

Date 30/11/2022

The Disciplinary Committee of Nasdaq Stockholm has found that Trelleborg AB (the “Company”) has breached the rules of Nasdaq Stockholm (the “Rulebook”) and therefore ordered the Company to pay a fine of four annual fees, corresponding to an amount of approximately SEK 9,600,000.

UK Financial Conduct Authority Proposes Ways To Make Financial Advice More ccessible

Date 30/11/2022

As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence. 

European Commission, EuropeanIssuers And FESE: Winners Of The European Small And Mid-Cap Awards 2022 Announced

Date 30/11/2022

Yesterday evening, we celebrated the 10th edition of the European Small and Mid-Cap Awards, organised by the Federation of European Securities Exchanges (FESE), EuropeanIssuers and the European Commission's Directorate-General for Internal Market, Industry, Entrepreneurship and SMEs during the SME Assembly in Prague (Czechia).

Borsa Istanbul: Changes In Market Making Program Rules And Operating Principles In Derivatives Market (VIOP)

Date 30/11/2022

Click for the announcement.

Full Scale Operation Of NSE IFSC-SGX Connect Targeted For Second Quarter 2023

Date 30/11/2022

Singapore Exchange (SGX Group) and the National Stock Exchange of India (NSE) announced today that full scale operation of the NSE IFSC-SGX Connect is targeted to be ready by the end of second quarter of 2023. The transition of trading of SGX Nifty to NSE IFSC via the Connect is expected to take place shortly thereafter with dollar-denominated Nifty contracts to be exclusively traded on NSE IFSC.

Shanghai Stock Exchange Meets The Press On Revision Of Interim Regulation On Application And Recommendation For Issuance And Listing Of Enterprises On SSE STAR Market

Date 30/11/2022

Today, with the approval of the China Securities Regulatory Commission (CSRC), the Shanghai Stock Exchange (hereinafter referred to as the SSE) revised and released the Interim Regulation on Application and Recommendation for Issuance and Listing of Enterprises on SSE STAR Market (hereinafter referred to as the Interim Regulation). Relevant officials of the SSE answered reporters' questions about the main background, content and implementation of revising the Interim Regulation.

MNI Indicators: MNI China Liquidity Index™ – Rises To 69.1 In November

Date 30/11/2022

Key Points – November Report

Liquidity conditions across China’s interbank markets tightened in November, the latest MNI Liquidity Condition Index shows.

SEBA Hong Kong Opens Hong Kong Office To Establish APAC Presence - Expansion In A Leading Global Finance Centre To Drive Growth In APAC And Solidify Its Position In The Crypto-Ecosystem

Date 30/11/2022

SEBA Bank AG, a leading crypto bank in Switzerland having a suite of fully regulated banking services, officially opened its Hong Kong office for its subsidiary, SEBA (Hong Kong) Limited (“SEBA Hong Kong”).