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Statement On Trading And Markets Proposal To Move from Paper To Electronic Filing Under Various Rules, SEC Commissioner Hester M. Peirce, March 22, 2023

Date 22/03/2023

Thank you, Mr. Chair. Today’s proposal represents an important step in the Commission’s welcome transition from paper to electronic filing requirements, and I support it. Digital technologies have transformed our world over the past several decades, and our markets are no exception: From internal and external communications, to books and records, to the routing and matching of orders, these technologies have contributed to making the markets more efficient, faster moving, and more accessible to investors.
Readout: U.S. Candidate For President Of The World Bank Ajay Banga Visit To Tokyo, Japan

Date 22/03/2023

On March 20th and 21st, U.S. nominee for World Bank President Ajay Banga visited Tokyo, Japan where he met with senior government officials, including the Minister of Finance and Governor of the Bank of Japan.
SEC Proposes To Modernize The Submission Of Certain Forms, Filings, And Materials Under The Securities Exchange Act Of 1934

Date 22/03/2023

The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be submitted to the Commission electronically on EDGAR using structured data where appropriate.
ACER Identifies Areas For Greater Consistency In The Energy Infrastructure Cost-Benefit Analysis Methodologies

Date 22/03/2023

ACER's Position Paper towards greater consistency of cost benefit analysis methodologies, published today, identifies topics where consistency is needed across the Cost Benefit Analysis methodologies (CBA methodologies) currently under development by the European Commission and the European electricity and gas grid operators.
Statement On Electronic Filing, SEC Chair Gary Gensler, March 22, 2023

Date 22/03/2023

Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically. I am pleased to support this proposal because, if adopted, it would advance the Commission's efforts to modernize filing for a wide range of registrants.

Interactive Brokers LLC Group Target Of Identity Fraud: BaFin Warns Consumers And Investors About The Website interactiv-global-brokers.com

Date 22/03/2023

The company Interactiv Global Brokers has been contacting consumers via the website interactiv-global-brokers.com in order to offer them banking business and financial services. Moreover, it has been contacting investors and offering them the possibility of buying certain shares. It does not have authorisation under the German Banking Act (Kreditwesengesetz – KWG) or the German Investment Firm Act (Wertpapierinstitutsgesetz – WpIG) to conduct these activities. The operator of the website, which claims to have its registered offices in London, uses a company name that is almost identical to that of the Interactive Brokers LLC Group. It is therefore committing identity fraud.
Accelex Introduces First Fully Automated Document Acquisition Solution For Private Markets

Date 22/03/2023

Accelex, a SaaS platform specializing in alternative investment data acquisition, reporting and analytics, has announced today the introduction of the private market's first automated document acquisition capabilities bringing unprecedented speed, accuracy and efficiency in collecting and analyzing data. Investors and asset servicers can now leverage Accelex for dynamic connectivity with document sources.
Defraq Ventures AG (previously: VALENS Holding AG): BaFin Threatens To Impose Coercive Fines

Date 22/03/2023

On 24 February 2023, the Federal Financial Supervisory Authority (BaFin) threatened to impose coercive fines on VALENS Holding AG (today: Defraq Ventures AG) in the amount of 282,500 euros. In addition, BaFin ordered the company to fulfil its financial reporting requirements.
DTCC’s MF Info Xchange Service Builds Momentum, With 55% Growth In Distributed Event Notifications

Date 22/03/2023

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services, today announced that its MF Info Xchange service, the first offering of its kind to standardize communications for the mutual fund industry, has reached new milestones. In 2022, the service successfully delivered over 6,000 event notifications to over 648,000 recipients in real time, the highest volumes ever, including consolidated Dividend/Capital Gain schedules, Interval/Tender Fund transaction schedules, Fund Mergers, Large Trade notifications, and other critical announcements. When compared to 2021, these milestones represent 55% growth in distributed event notifications, up from 3,881, and 10% growth in email distributions, up from 587,407.
Coinbase: We Asked The SEC For Reasonable Crypto Rules For Americans - We Got Legal Threats Instead

Date 22/03/2023

Today, the SEC gave Coinbase a “Wells notice” regarding an undefined portion of our listed digital assets, our staking service Coinbase Earn, Coinbase Prime, and Coinbase Wallet after a cursory investigation. We are prepared for this disappointing development. We are confident in the legality of our assets and services, and if needed, we welcome a legal process to provide the clarity we have been advocating for and to demonstrate that the SEC simply has not been fair or reasonable when it comes to its engagement on digital assets. Rest assured, Coinbase products and services continue to operate as usual -