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  • Nasdaq To Host 2024 Investor Day

    Date 21/12/2023

    Nasdaq (Nasdaq: NDAQ) today announced that it will host its 2024 Investor Day on Tuesday, March 5, 2024. The event will feature presentations on the company’s operations and strategy, as well as question and answer sessions, with members of Nasdaq’s senior leadership team including Adena Friedman, Chair and CEO, and Sarah Youngwood, Executive Vice President and CFO.

  • New York State Governor Hochul Announces Guidance To Manage Climate Risk For New York State-Regulated Banking And Mortgage Institutions - Guidance Supports Institutions As They Respond To Evolving Risks To Their Safety, Soundness And Operational Resiliency

    Date 21/12/2023

    Governor Kathy Hochul today announced that the New York State Department of Financial Services adopted guidance for New York State-regulated banking and mortgage institutions to help them manage their material financial and operational risks associated with climate change.    

  • Nasdaq To Hold Fourth Quarter 2023 Investor Conference Call

    Date 21/12/2023

    Nasdaq (Nasdaq: NDAQ) has scheduled its Fourth Quarter 2023 financial results announcement.

  • Federal Reserve: Senior Credit Officer Opinion Survey On Dealer Financing Terms

    Date 21/12/2023

    The Senior Credit Officer Opinion Survey on Dealer Financing Terms (SCOOS) is a quarterly survey providing information about the availability and terms of credit in securities financing and over-the counter (OTC) derivatives markets. The SCOOS is modeled after the long-established Senior Loan Officer Opinion Survey on Bank Lending Practices, which provides qualitative information about changes in supply and demand for loans to households and businesses at commercial banks. The SCOOS collects qualitative information on credit terms and conditions in securities financing and OTC derivatives markets, which are important conduits for leverage in the financial system. The survey panel for the SCOOS began by including 20 dealers and over time has been expanded. These firms account for almost all of the dealer activity in dollar-denominated securities financing and OTC derivatives markets. The survey is directed to senior credit officers responsible for maintaining a consolidated perspective on the management of credit risks. The HTML links below include the full report; the PDF links include the summary only.

  • U.S. Department Of Justice: Former Swiss Executive Pleads Guilty To Tax Fraud Conspiracy

    Date 21/12/2023

    Swiss national pleaded guilty today to conspiring to defraud the United States for his role in a scheme to help high-net-worth U.S. taxpayers conceal their income and assets in offshore accounts.

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