News Centre

Michele Layne, Director Of Los Angeles Regional Office, To Leave SEC - Cindy Eson And Kate Zoladz Named Acting Co-Directors Of Los Angeles Office

Date 15/06/2023

The Securities and Exchange Commission today announced that Michele Layne, the Director of the Los Angeles Regional Office, is leaving the agency this month after more than 27 years of service. Cindy Eson and Kate Zoladz will become Acting Co-Directors upon Ms. Layne’s departure.

New York Attorney General James Recovers $1.7 Million From Cryptocurrency Platform For Operating Illegally - CoinEx Required To Stop Operating In The U.S., Pay Penalties, And Refund New York Investors

Date 15/06/2023

• AG James Has Recovered More Than $500 Million from Crypto Industry for Violating New York Laws

FIA: DMIST Publishes Trade Allocations Standard And Launches Consultation On Average Pricing

Date 15/06/2023

FIA and DMIST, the Derivatives Market Institute for Standards, jointly announce the publication of the Final Standard for Improving Timeliness of Trade Give-Ups and Allocations. DMIST also released a consultation paper on average pricing.

Canadian Securities Administrators Announces Exemption From Certain Filing Requirements Of National Instrument 24-101 Institutional Trade Matching And Settlement

Date 15/06/2023

The Canadian Securities Administrators (CSA) today published a Notice announcing a temporary exemption on the applicability of section 4.1 of National Instrument 24-101 Institutional Trade Matching and Settlement (NI 24-101) for registered dealers and advisers with respect to the exception reporting requirement of NI 24-101.

CME Group Inc. Announces Second-Quarter 2023 Earnings Release, Conference Call

Date 15/06/2023

CME Group Inc. will announce earnings for the second quarter of 2023 before the markets open on Wednesday, July 26, 2023. Written highlights for the quarter will be posted on the company's website at 6:00 a.m. Central Time, the same time it provides its earnings press release. The company will also hold an investor conference call that day at 7:30 a.m. Central Time, at which time company executives will take analysts' questions. 

Remarks By US Deputy Secretary OIf The Treasury Wally Adeyemo At The Center For A New American Security (CNAS)

Date 15/06/2023

Thank you to the Center for a New American Security for hosting me and to Richard for his thought leadership on how best to secure America’s future.

US Office Of The Comptroller Of The Currency Reports First Quarter 2023 Bank Trading Revenue

Date 15/06/2023

The latest data from the Bank for International Settlements (BIS) over-the-counter (OTC) derivatives statistics shows a significant increase in gross market value and gross credit exposure of OTC derivatives during the second half of 2022 compared to the second half of 2021. The growth was driven by higher interest rate derivatives (IRD) market value following increases in interest rates for key currencies in 2022.

FAQs On The 2022 ISDA Verified Carbon Credit Transaction

Date 15/06/2023

ISDA has produced the attached FAQs document in order to provide additional information on the use of the 2022 ISDA Verified Carbon Credit Transaction Definitions. It may be updated from time to time.

SIFMA Statement On Board Diversity Bill

Date 15/06/2023

SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. supporting legislation introduced by Congressman Gregory W. Meeks (D-NY) and co-sponsored by Senator Robert Menendez (D-NJ) that would require public companies to disclose the race, ethnicity, gender, and veteran status of their board members, nominees and executive officers.

Experienced Emily Harris Joins Transcend As A Product Specialist

Date 15/06/2023

Transcend, a leading provider of liquidity, funding, and collateral optimization solutions has appointed Emily Harris as a Product Specialist, based out of the United Kingdom. In this role, Emily will focus on leading Transcend’s securities finance product development efforts and growing the firm’s global footprint, particularly in Europe & Asia.