News Centre

CFTC: Federal Court Orders Two Delaware Companies To Pay Nearly $146 Million For Misappropriation And Fraud Related To A Precious Metals Scheme - Court Also Enters Judgment Against The Owner Of The Companies

Date 03/07/2023

The Commodity Futures Trading Commission today announced that Judge Richard G. Andrews of the U.S. District Court for the District of Delaware entered a consent order against Argent Asset Group LLC (Argent) and First State Depository Company, LLC (FSD) on June 20. In addition, on June 30, the court entered an order of default judgment and permanent injunction against Robert Higgins (Higgins).

Statistics From Nasdaq Nordic Exchange June 2023

Date 03/07/2023

Monthly statistics including stock and derivative statistics;

• Volumes and Market cap
• Most traded companies
• Most active members

SIX Exchanges Figures June 2023

Date 03/07/2023

SIX publishes the monthly key figures of SIX Swiss Exchange and BME Exchange on trading and listing activities in Switzerland and Spain.

BIS: Global Public Goods, Fiscal Policy Coordination, And Welfare In The World Economy

Date 03/07/2023

Summary

Focus

The Covid-19 pandemic made it clear that, in today's globalised world, national borders cannot stop the propagation of viruses and communicable diseases. Compelling evidence also suggests that the rate of emergence of new diseases is accelerating, and that their adverse effects may increase significantly in the future. Observers have therefore advocated the implementation of a global strategy to address these potential risks.

Montréal Exchange's Markets Closed Today, July 3, 2023.

Date 03/07/2023

The Exchange's markets are closed today, July 3, 2023.

Nasdaq Nordic And Baltic Markets Trading Statistics June 2023

Date 03/07/2023

Nasdaq (Nasdaq:NDAQ) today publishes monthly trade statistics for the Nordic and Baltic markets. Below follows a summary of the statistics for June 2023:

SEC Charges “Smart” Window Manufacturer, View Inc., With Failing To Disclose $28 Million Liability - SEC Declines To Impose Civil Penalties Because Of Company’s Self-Report, Remediation, And Cooperation

Date 03/07/2023

The Securities and Exchange Commission today announced settled charges against a California-based manufacturer of “smart” windows, View Inc., for failing to disclose $28 million in projected warranty-related liabilities to address a particular defect in its windows. The SEC decided not to impose civil penalties against View because the company self-reported the misconduct to the SEC, promptly undertook remedial measures, and cooperated with the staff’s investigation. The SEC also announced charges against View’s former CFO, Vidul Prakash, for his failure to ensure that the warranty-related liabilities were disclosed.

London Stock Exchange Group plc - Total Voting Rights

Date 03/07/2023

As at close of business on 30 June 2023, London Stock Exchange Group plc (LSEG) confirms that its share capital consists of a total of 558,334,333 ordinary shares made up of: (i) 500,190,076 ordinary shares of 6 ^79/86 pence each (excluding treasury shares); (ii) 51,124,377 limited-voting ordinary shares of 6 ^79/86 pence each, which carry one-tenth of a vote each; and (iii) 7,019,880 ordinary shares held in treasury. Therefore, the total number of voting rights in LSEG on 30 June 2023 is 505,302,514. The above figure of 505,302,514 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, LSEG under the FCA's Disclosure Guidance and Transparency Rules.

'Yesterday’s Logic' − Speech By Nathanaël Benjamin, Bank Of England, Executive Director, Authorisations, Regulatory Technology, And International Supervision, Given At UK Finance

Date 03/07/2023

In the last 12 month a number of risks have crystallised, which are symptoms of the transition to a new macro-economic environment. In that context the supervisory priorities for international banks that the PRA set out in January 2023 remain as live as ever. Nathanaël Benjamin says that banks must be proactive in anticipating these risks. 

Deutsche Börse Cash Market Trading Volumes In June 2023

Date 03/07/2023

Deutsche Börse’s cash markets generated a turnover of €106.02 billion in June (previous year: €126.63 billion / previous month: €106.54 billion).