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SEC: Activision Blizzard To Pay $35 Million For Failing To Maintain Disclosure Controls Related To Complaints Of Workplace Misconduct And Violating Whistleblower Protection Rule

Date 03/02/2023

The Securities and Exchange Commission today announced that Activision Blizzard Inc., a video game development and publishing company, agreed to pay $35 million to settle charges that it failed to maintain disclosure controls and procedures to ensure that the company could assess whether its disclosures pertaining to its workforce were adequate. The company also settled charges that it violated an SEC whistleblower protection rule.

Nasdaq To Present At The Credit Suisse 24th Annual Financial Services Forum

Date 03/02/2023

Nasdaq (Nasdaq: NDAQ) will be presenting at the following conference with a webcast available at Nasdaq’s Investor Relations website: ir.nasdaq.com/events.cfm.

Who:		Ann Dennison, Executive Vice President, Chief Financial Officer, Nasdaq

What:		Credit Suisse 24th Annual Financial Services Forum

When:		Tuesday, February 14, 202311:55 AM EST

Where:		Ms. Dennison’s presentation will be webcast at Nasdaq’s Investor Relations website: ir.nasdaq.com/events.cfm.

UK Financial Conduct Authority Supports Firms Through The Transition To Implementing The Consumer Duty

Date 03/02/2023

As firms continue to get ready for the implementation of the Consumer Duty, the FCA is supporting firms through the transition with a programme of engagement, which includes setting out in letters the expectations of the Duty and arranging a series of regional in-person events for specific groups of small and medium-sized firms.
Intercontinental Exchange Reports January 2023 Statistics

Date 03/02/2023

Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of data, technology and market infrastructure, today reported January 2023 trading volume and related revenue statistics, which can be viewed on the company’s investor relations website at https://ir.theice.com/ir-resources/supplemental-information in the Monthly Statistics Tracking spreadsheet.
Malawi Stock Exchange Weekly Summary - Week Ended 3 February 2023

Date 03/02/2023

Click here to download Malawi Stock Exchange's weekly summary.

ACER Consults Stakeholder Organisations On ENTSO-E’s Revised Association Documents

Date 03/02/2023

The EU Agency for the Cooperation of Energy Regulators (ACER) is running a targeted consultation on draft amendments to the association documents of the European Network of Transmission System Operators for Electricity (ENTSO-E).
UK Financial Conduct Authority: Financial Watchdog Blocks Thousands Of Misleading Ads

Date 03/02/2023

The Financial Conduct Authority (FCA) required firms to amend or remove 8,582 promotions during 2022 - 14 times more than 2021, a report published today shows.
HKEX Names Head Of Structured Products And Platform Business Development

Date 03/02/2023

Hong Kong Exchanges and Clearing Limited (HKEX) is today (Friday) pleased to announce Matthew Cheong has joined the Group as Managing Director, Head of Structured Products and Platform Business Development.
Shenzhen Stock Exchange Meets The Press On The Exposure Drafts Of The Supporting Business Rules For Fully Implementing The Registration-Based IPO System

Date 03/02/2023

On February 1, 2023, in order to put in place the General Implementation Scheme for Fully Implementing the Registration-based IPO System approved by the CPC Central Committee and the State Council, SZSE released the exposure drafts of ten supporting business rules to the public to solicit opinions, which included the Rules for Reviewing Stock Offering and Listing, the Rules for Reviewing the Offering and Listing of Securities by Listed Companies, the Rules for Reviewing the Material Assets Restructuring of Listed Companies, the Implementation Rules for Securities Offering and Underwriting Business in Initial Public Offering, the Rules Governing Share Listing, and Trading Rules. The Press Secretary of SZSE was interviewed on issues of concern of the public.
London Stock Exchange Group PLC Transaction In Own Shares

Date 03/02/2023

London Stock Exchange Group plc (LSEG) announces that it has purchased the following number of its voting ordinary shares of 6^79/86 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc (Morgan Stanley) as part of the second tranche of its share buyback programme, as announced on 7 October 2022: