Mondo Visione Worldwide Financial Markets Intelligence
Track all markets on TradingView

FTSE Mondo Visione Exchanges Index: 100,527.36 +754.83

News Centre

BT_Radianz_468x60_Jul23

  • A National Key R&D Program The “Intelligent Monitoring And Discovery Technology Of Abnormal Trading Behaviors And Its Application Demonstration” Project Led By Shenzhen Stock Exchange Officially Launched

    Date 18/03/2023

    On March 22, SZSE successfully held the Launch Meeting & Implementation Plan Demonstration Meeting of the “Intelligent Monitoring and Discovery Technology of Abnormal Trading Behaviors and Its Application Demonstration” Project (hereinafter referred to as the Project) in Beijing. The Project is a major project of the national key R&D program “scientific and technological support for social governance and smart society”. The meeting marked the start of the official implementation phase of the Project. More than 60 persons including the relevant officials of the management unit, the referrer unit and the implementer of the Project, experts of the project team and backbone workers of the Project attended the meeting. At the meeting, the project team experts listened to the reports on the Project and its implementation plan and unanimously approved the demonstration of the implementation plan of the Project.

  • Comments On Proposed Expansion Of Regulation SCI, SEC Commissioner Hester M. Peirce, March 15, 2023

    Date 17/03/2023

    Thank you, Mr. Chair. I dissent from the proposal to update Regulation SCI and expand the entities subject to it. Reg SCI is a well-intentioned effort to ensure that the technology infrastructure of our markets is strong and resilient. Sometimes, however, good intentions lead to bad outcomes, particularly when those good intentions involve micromanaging a firm’s operations. If finalized, this proposed expansion of Reg SCI is an example of just this sort of micromanagement. Accordingly, I fear it will primarily enable us to pad future enforcement actions with additional charges while undermining the integrity of the systems it aims to protect.

  • TMX Group To Appoint Luc Bertrand As Chair Of The Board, Charles Winograd To Retire At 2023 Annual Shareholder Meeting

    Date 17/03/2023

    TMX Group Limited (TMX Group) today announced its intention to appoint Luc Bertrand as Chair of the Board upon his election as an independent director at the company's Annual and Special Meeting on May 2, 2023. Charles Winograd will retire from the board at that time, following more than a decade of service as Chair.

  • Statement On Retail Options, SEC Commissioner Caroline A. Crenshaw, March 17, 2023

    Date 17/03/2023

    I am concerned by reports of retail investors being unable to exercise options they purchased on Silicon Valley Bank and Signature Bank stock. I am hopeful that broker-dealers and clearing agencies will make efforts to assist retail investors in exercising their options if the investors wish to do so, including by exploring possible cash settlements. In addition, I hope that FINRA and my colleagues at the SEC will move forward with efforts to establish a comprehensive regulatory framework around complex products, including options, which are risky and can expose an investor to sudden and severe losses.

  • Responsibilities Of Lead Auditors To Conduct High-Quality Audits When Involving Other Auditors, Paul Munter, SEC Chief Accountant, March 17, 2023

    Date 17/03/2023

    Introduction – The Impact of Other Auditors in a Global Audit

    The increasing integration of world economies and the resultant globalization of multinational public companies has led to increased use of, and more significant roles for, accounting firms and individual accountants other than the lead auditor (“other auditors”) on many issuer audit engagements. In 2021, for example, 26 percent of all issuer audit engagements and 57 percent of large accelerated filer audits involved the use of other auditors by the lead auditor. In some cases, engagements include the use of other auditors that may not even be registered with the Public Company Accounting Oversight Board (“PCAOB”) and that work in countries with different business cultures and languages from those of the lead auditor.

Confinity_sky1-min.gif BT_Radianz_120x600_Jul23.jpg