News Centre

Decision By The Nasdaq Stockholm Disciplinary Committee Regarding Photocat A/S

Date 13/01/2023

he Disciplinary Committee of Nasdaq Stockholm has found that Photocat A/S (the “Company”) has breached the Nasdaq First North Growth Market Rulebook (the “Rulebook”) and therefore ordered the Company to pay a fine of six annual fees, corresponding to an amount of SEK 630,000.

Implementing The Requirement Of "Tackling Chaos" And Focusing On The Goal Of "Improving Quality" - Shanghai Stock Exchange Informs The Disciplinary Work Of Listed Companies In 2022

Date 13/01/2023

In 2022, the disciplinary work of companies listed on Shanghai Stock Exchange (SSE) was closely focused on the theme of promoting the improvement of quality of listed companies, implementing the requirement of "tackling chaos", focusing on the goal of "improving the quality", continuously strengthening the supervision, attaching importance to the humanistic supervision, centering on key areas of supervision and safeguarding the order of "open, fair and just" in the capital market. In response to the information disclosure violations by listed companies and related subjects, the SSE issued 186 disciplinary decisions in 2022, with an increase of 21% year on year, 189 written warning decisions, with an increase of 17% year on year, and 322 verbal warnings. It involves 224 listed companies, 103 controlling shareholders and actual controllers, 898 directors, supervisors and senior management members and 81 general shareholders.

Shanghai Stock Exchange Releases A Notice To Further Enhance Delisting Risk Disclosure

Date 13/01/2023

On the evening of January 13, 2023, under the guidance of China Securities Regulatory Commission (CSRC), the Shanghai Stock Exchange (SSE) released a Notice on Enhancing Information Disclosure of 2022 Annual Reports of Companies at Risk of Delisting (hereinafter referred to as the Notice) and revised format guidelines of relevant announcements. It required listed companies that have been subject to financial delisting risk alerts (hereinafter referred to as companies at risk of delisting) to increase the risk alert frequency and make the information disclosed more targeted before their annual reports disclosure, including releasing focal alerts for different situations and disclosing annual report preparation and audit progress as required. The Notice aims to promote listed companies and their accounting firms to perform their duties, prudently assess and fully reveal delisting risks and identify market expectations as early as possible. It also aims to demonstrate the SSE's determination to further strictly implement the delisting system to protect investors' interests. The main contents of the Notice are as follows.

Siege FX Live With More Than 60 Participants

Date 13/01/2023

• 2022 saw the firm increase the number of participants on its platforms. This is set to continue in 2023 with several leading FX banks, Asset Managers and other buy-side firms being onboarded across new additional services

Shanghai Stock Exchange Strives To Build Enterprise Digital Service Ecology To Empower Real Economy Through Digital Transformation

Date 13/01/2023

To thoroughly implement the new development concept and accelerate the building of a new development pattern, the Shanghai Stock Exchange (SSE) actively promotes the deep integration of technology and business, advances the digital transformation of market services, and improves the quality and efficiency of serving the real economy. In the process of strengthening services for the real economy, the SSE leverages its advantages in data and technology, builds a digital service ecology for enterprises based on public welfare, and contributes to the high-quality development of listed companies and enterprises to be listed.

maintrade.co: BaFin Investigates MainTrade

Date 13/01/2023

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin would like to make clear that MainTrade does not have authorisation under the KWG to conduct banking business or provide financial services. The company is not supervised by BaFin. The information provided on the company’s website, maintrade.co, gives reasonable grounds to suspect that MainTrade is conducting banking business and providing financial services in Germany without the required authorisation.

London Stock Exchange Group PLC Transaction In Own Shares

Date 13/01/2023

London Stock Exchange Group plc (LSEG) announces that it has purchased the following number of its voting ordinary shares of 6^79/86 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc (Morgan Stanley) as part of the second tranche of its share buyback programme, as announced on 7 October 2022:

CFFEX: Notice On Issues Related To the Delivery Of Equity Index Futures And Options Contracts

Date 13/01/2023

Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, CSI 300 Index options, CSI 1000 Index futures, CSI 1000 Index options, and SSE 50 Index options contract is the third Friday of the expiry month. Where the last trading day is a public holiday or trading of that contract is suspended on that day for extraordinary situations or other reasons, the last trading day shall be postponed to the following trading day. Accordingly, the last trading day of IF2301, IH2301, IC2301, IO2301(CSI 300 Index options contracts expiring in January 2023), IM2301,MO2301(CSI 1000 Index options contracts expiring in January 2023),and HO2301(SSE 50 Index options contracts expiring in January 2023) is January 20, 2023

ASX Webcast Details For Half-Year Results And 2023 Key Dates

Date 13/01/2023

ASX is scheduled to announce its financial results for the half-year ended 31 December 2022 on Thursday, 16 February 2023.

SEC Charges Genesis And Gemini For The Unregistered Offer And Sale Of Crypto Asset Securities Through The Gemini Earn Lending Program

Date 12/01/2023

The Securities and Exchange Commission today charged Genesis Global Capital, LLC and Gemini Trust Company, LLC for the unregistered offer and sale of securities to retail investors through the Gemini Earn crypto asset lending program. Through this unregistered offering, Genesis and Gemini raised billions of dollars’ worth of crypto assets from hundreds of thousands of investors. Investigations into other securities law violations and into other entities and persons relating to the alleged misconduct are ongoing.