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NASD Fines David Lerner Associates $115,000 For Misleading Advertising And Communications With The Public - Firm President David Lerner And Sales Chief Also Fined; Firm Ordered Not To Conduct Public Seminars For 30 Days
Date 30/09/2005
NASD today announced that it has fined David Lerner Associates, Inc. (DLA) of Syosset, New York $115,000 for misleading marketing materials - including radio advertising, client seminars and other communications with the public. The firm was also ordered not to conduct any public seminar for 30 days. For six months, the firm must pre-file all sales literature and advertisements with NASD's Advertising Regulation Department at least 10 days prior to their first use.
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Monetary Authority Of Singapore Announces Measures to Further Develop Islamic Finance
Date 30/09/2005
The Monetary Authority of Singapore (MAS) yesterday announced that banks in Singapore will be able to offer an important form of Islamic finance known as Murabaha. It is commonly used as short-term financing and in trade finance.
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Malawi Stock Exchange Weekly Report
Date 30/09/2005
Click here to download the Malawi Stock Exchange weekly report.
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KFX-Index Changes Name
Date 30/09/2005
Effective October 3, 2005 OMX will harmonize the index name structure for All-share, Benchmark, Tradable and Sector indices in Copenhagen, Stockholm, Helsinki, Tallinn, Riga and Vilnius. The change is part of OMX’s strive to create an integrated and efficient Nordic Baltic marketplace. The structure is constructed around the OMX name, the specific stock exchange and the index of choice.
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HKEx: Report On Initial Public Offering Applications, Delisting Proceedings And Suspensions
Date 30/09/2005
class="verd_black12">Report on Initial Public Offering Applications, Delisting Proceedings and Suspensions(As at 30 September 2005) Main Board
ErSol Solar Engery Goes Public On The Frankfurt Stock Exchange
Date 30/09/2005
ErSol Solar Energy AG ISIN DE0006627532
Component Changes Made To Dow Jones Sector Titans And Dow Jones Islamic Market Indexes
Date 30/09/2005
Dow Jones Indexes today announced component changes in the Dow Jones Personal & Household Goods Titans 30 Index and the Dow Jones Islamic Market Titans 100 Index.
Bursa Malaysia Securities: Amendments To Listing Requirements : New Policy Of Enforcement For Delays In Issuance Of Financial Statements
Date 30/09/2005
Bursa Malaysia Securities Berhad (Bursa Securities) has made amendments to the Listing Requirements for the Main Board and the Second Board (LR) and the Listing Requirements for the MESDAQ Market (MMLR) which give effect to a new policy for enforcement in relation to delays in issuance of financial statements. The amendments are incorporated under paragraph 9.26 of the LR or rule 7.29 of the MMLR.
Bursa CEO: Quality-Focused Budget – Statement From Yusli Mohamed Yusoff, Chief Executive Officer, Bursa Malaysia Berhad On The National Budget 2006
Date 30/09/2005
National Budget 2006 provides concrete measures to address some of the key issues facing our capital market today.
ASX Annual General Meeting Held On 29 September 2005
Date 30/09/2005
The following information regarding the results of the Annual General Meeting of Australian Stock Exchange Limited held on 29 September 2005 is provided in accordance with listing rule 3.13.2 and section 251AA of the Corporations Act.
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