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  • BIS- Sharks In The Dark: Quantifying HFT Dark Pool Latency Arbitrage

    Date 08/08/2023

    Fierce competition on speed is a defining feature of modern financial markets. In response to a price signal with certain consequences, a race among market participants occurs based on how quickly they can react to that signal. These situations (labelled "latency arbitrage") can be harmful to liquidity in financial markets.

  • riseinvest.me: BaFin Investigates The Company Rise Invest

    Date 08/08/2023

    The Federal Financial Supervisory Authority (BaFin) warns consumers about the company Rise Invest and the services it is offering. BaFin has information that the company is offering financial and investment services on its website riseinvest.me without the required authorisation. The company is not supervised by BaFin and is not affiliated with the supervised company Finanzinvest Consulting GmbH.

  • gfacapital.org: BaFin Investigates The Company GFA Capital

    Date 08/08/2023

    The Federal Financial Supervisory Authority (BaFin) warns consumers about the company GFA Capital and the services it is offering. BaFin has information that the company is offering financial and investment services on its website gfacapital.org without the required authorisation.

  • globalrockies.ch: BaFin Investigates The Company Global Rockies

    Date 08/08/2023

    The Federal Financial Supervisory Authority (BaFin) warns consumers about the company Global Rockies and the services it is offering. BaFin has information that the company is offering financial and investment services on its website globalrockies.ch without the required authorisation

  • CFTC Orders A Los Angeles Futures Commission Merchant To Pay $6 Million For Recordkeeping And Supervision Failures For Widespread Use Of Unapproved Communication Methods

    Date 08/08/2023

    The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Wedbush Securities Inc., a Los Angeles, California-based registered futures commission merchant, for failing to maintain, preserve, or produce records required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to its business as a CFTC registrant. Wedbush admits the facts in the order and acknowledges the conduct violated the Commodity Exchange Act and CFTC regulations.