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  • Scott Taub, Deputy Chief Accountant, To Leave SEC

    Date 29/11/2006

    The Securities and Exchange Commission announced today that Scott A. Taub, Deputy Chief Accountant in the Office of the Chief Accountant, will leave the Commission later this year. Mr. Taub played a key role in the Commission's implementation of the accounting reforms under the landmark Sarbanes-Oxley Act, and was responsible for the day-to-day operations of the Office of the Chief Accountant, including resolution of accounting and auditing practice issues, rulemaking, oversight of private secto

  • Lehman Brothers Names Satu Parikh Global Head Of Commodities

    Date 29/11/2006

    Lehman Brothers, the global investment bank, today announced that Satu Parikh has been named global head of Commodities. Previously, he was head of Liquid Markets, Asia, which included coverage of rates, foreign exchange and commodities. Mr. Parikh will relocate to the Firm’s headquarters in New York and report to Kaushik Amin, global head of Liquid Markets.

  • Introduction Of Punch Telematix N.V. On Euronext.

    Date 29/11/2006

    Today 4,080,978 ordinary shares of the company Punch Telematix were admitted on the regulated market Eurolist by Euronext Brussels. The IPO consisted of a total offering of 1,548,076 shares (over-allotment included), raising a total of EUR 20.1 million of which EUR 17.5 million capital increase.

  • CESR Publishes The Responses Received To Its Consultation On The List Of Minimum Records In Article 51(3) Of The MiFID Implementing Directive

    Date 29/11/2006

    MiFID establishes that competent authorities shall draw up and maintain a list of the minimum records investment firms are required to keep. In this regard, CESR is considering, as described in its consultation paper (Ref. CESR/06-552), issuing a recommendation to its members with the content of the list of minimum records that competent authorities need to develop. It is important to note, however, that CESR is not proposing to harmonise the content of the different records in the list. CESR

  • UK Economic Secretary Leads Discussion On City Competitiveness

    Date 29/11/2006

    The Economic Secretary, Ed Balls, today set out the next steps in the Government's wider dialogue on how best to ensure the continued global success and competitiveness of the UK based financial sector - a dialogue which began with the Chancellor's High Level Group in October. Speaking at a City Competitiveness Breakfast, which brought together leading members of the UK financial service sector, the Economic Secretary announced the following meetings in the new year:A discussion o

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